Respondents

Sweet, Brian, CPA

Administrative Proceeding File No. 3-18347 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-93005 Other Release Numbers:
  • AAER-4251
Name of Document: Notice That Initial Decision Has Become Final
Release Date: Release Number:1409 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-6138 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-5955 Other Release Numbers: Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Release Date: Release Number:AP-5954 Other Release Numbers: Name of Document: Notice from the Chief Administrative Law Judge
Release Date: Release Number:AP-5890 Other Release Numbers: Name of Document: Notice of Extension of Stay
Release Date: Release Number:AP-5835 Other Release Numbers: Name of Document: Notice of Stay
Release Date: Release Number:AP-5510 Other Release Numbers: Name of Document: Order Designating Presiding Judge
Release Date: Release Number:34-82557 Other Release Numbers:
  • AAER-3919
Name of Document: Order Instituting Public Administrative and Cease- And- Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions an\
d a Cease-and-Desist Order, and Notice of Hearing