Administrative Proceeding File No. 3-18346
Respondents
Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA
Docket Sheet (updated March 29, 2023)
Administrative Proceeding File No. 3-18346 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:33-11198 |
Other Release Numbers:
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Name of Document: Pending Administrative Proceedings (Order Dismissing Proceedings) |
| Release Date: | Release Number:34-92514 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and And- and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice |
| Release Date: | Release Number:34-92513 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and And- and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice |
| Release Date: | Release Number:AP-6822 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6806 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:34-87970 |
Other Release Numbers:
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Name of Document: Order of Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice |
| Release Date: | Release Number:34-87969 |
Other Release Numbers:
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Name of Document: Order of Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice |
| Release Date: | Release Number:34-87642 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and And- and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice |
| Release Date: | Release Number:AP-6137 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
| Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
| Release Date: | Release Number:AP-5889 | Other Release Numbers: | Name of Document: Notice of Extension of Stay |
| Release Date: | Release Number:AP-5834 | Other Release Numbers: | Name of Document: Notice of Stay |
| Release Date: | Release Number:AP-5573 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-5558 | Other Release Numbers: | Name of Document: Order Tolling Time to Commence Production of Investigative File |
| Release Date: | Release Number:AP-5546 | Other Release Numbers: | Name of Document: Order Postponing Hearing, Granting U.S. Attorney Leave to Intervene for Limited Purpose, and Directing Response to Motion to Stay |
| Release Date: | Release Number:AP-5511 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:34-82556 |
Other Release Numbers:
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Name of Document: Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, and Notice of Hearing |