Respondents

Gainer, Jeffrey

Administrative Proceeding File No. 3-18130 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:1372 Other Release Numbers: Name of Document: Initial Decision of Default
Release Date: Release Number:AP-6464 Other Release Numbers: Name of Document: Order to Show Cause
Release Date: Release Number:AP-6335 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-6230 Other Release Numbers: Name of Document: Scheduling Prehearing Conference
Release Date: Release Number:AP-6090 Other Release Numbers: Name of Document: Order Following Reassignment
Release Date: Release Number:AP-5955 Other Release Numbers: Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Release Date: Release Number:AP-5954 Other Release Numbers: Name of Document: Notice from the Chief Administrative Law Judge
Release Date: Release Number:AP-5506 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-5389 Other Release Numbers: Name of Document: Order
Release Date: Release Number:1221 Other Release Numbers: Name of Document: Initial Decision Making Findings and Imposing Sanction by Default
Release Date: Release Number:AP-5176 Other Release Numbers: Name of Document: Order to Show Cause
Release Date: Release Number:AP-5054 Other Release Numbers: Name of Document: Postponement Order
Release Date: Release Number:AP-4996 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-81461 Other Release Numbers:
  • IA-4755
 Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing