Administrative Proceeding File No. 3-17950

Respondents

Pruitt, David, CPA

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Nov. 7, 2019	Release Number:34-87484	Other Release Numbers: AAER-4101	Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934
Release Date: Sept. 20, 2019	Release Number:AP-6682	Other Release Numbers:	Name of Document: Stay Order
Release Date: Sept. 19, 2019	Release Number:AP-6681	Other Release Numbers:	Name of Document: Order Granting in Part Request for Official Notice and Granting in Part Respondent's Motion in Limine
Release Date: Sept. 18, 2019	Release Number:AP-6680	Other Release Numbers:	Name of Document: Order On Objections to Exhibit Lists
Release Date: Sept. 17, 2019	Release Number:AP-6678	Other Release Numbers:	Name of Document: Order On Challenges to Expert Reports
Release Date: Sept. 17, 2019	Release Number:AP-6677	Other Release Numbers:	Name of Document: Order Denying Motion for Enlargement of Prehearing Briefs
Release Date: Sept. 16, 2019	Release Number:AP-6675	Other Release Numbers:	Name of Document: Order Denying Respondent's Motion to Dismiss
Release Date: Sept. 12, 2019	Release Number:AP-6673	Other Release Numbers:	Name of Document: Order Extending Deadline for Motion in Limine Reply
Release Date: Sept. 3, 2019	Release Number:AP-6670	Other Release Numbers:	Name of Document: Order Regarding Pending Motions
Release Date: Aug. 23, 2019	Release Number:AP-6661	Other Release Numbers:	Name of Document: Order Extending Deadline for Stipulations
Release Date: Aug. 14, 2019	Release Number:AP-6654	Other Release Numbers:	Name of Document: Notice of Hearing Location
Release Date: July 24, 2019	Release Number:AP-6641	Other Release Numbers:	Name of Document: Order Extending Expert Depositions Deadline
Release Date: June 5, 2019	Release Number:AP-6596	Other Release Numbers:	Name of Document: Order Granting Motion to Extend Expert Deadlines
Release Date: April 26, 2019	Release Number:AP-6551	Other Release Numbers:	Name of Document: Order Granting Motion to Amend Order Instituting Proceedings
Release Date: April 22, 2019	Release Number:AP-6547	Other Release Numbers:	Name of Document: Order Extending Answer Deadline
Release Date: April 16, 2019	Release Number:AP-6543	Other Release Numbers:	Name of Document: Order Concerning Subpoenas
Release Date: April 2, 2019	Release Number:AP-6534	Other Release Numbers:	Name of Document: Order Extending Certain Discovery Deadlines
Release Date: March 29, 2019	Release Number:AP-6529	Other Release Numbers:	Name of Document: Order Correcting Prehearing Conference Transcript
Release Date: March 28, 2019	Release Number:AP-6528	Other Release Numbers:	Name of Document: Order Requiring More Definite Statement
Release Date: March 4, 2019	Release Number:AP-6480	Other Release Numbers:	Name of Document: Order Scheduling Prehearing Conference
Release Date: Feb. 21, 2019	Release Number:34-85171	Other Release Numbers: AAER-4023	Name of Document: Order Denying Motion to Amend the Order Instituting Proceedings
Release Date: Feb. 19, 2019	Release Number:AP-6465	Other Release Numbers:	Name of Document: Revised Scheduling Order
Release Date: Feb. 12, 2019	Release Number:AP-6452	Other Release Numbers:	Name of Document: Order Denying Respondent's Motion for Judgment On the Pleadings
Release Date: Feb. 1, 2019	Release Number:AP-6432	Other Release Numbers:	Name of Document: Order Regarding Schedule
Release Date: Dec. 20, 2018	Release Number:AP-6421	Other Release Numbers:	Name of Document: Order Granting in Part Motion for More Definite Statement
Release Date: Oct. 23, 2018	Release Number:AP-6245	Other Release Numbers:	Name of Document: Scheduling Order
Release Date: Oct. 10, 2018	Release Number:AP-6154	Other Release Numbers:	Name of Document: Order Following Prehearing Conference
Release Date: Oct. 2, 2018	Release Number:AP-6131	Other Release Numbers:	Name of Document: Order Scheduling Prehearing Conference
Release Date: Sept. 14, 2018	Release Number:AP-5974	Other Release Numbers:	Name of Document: Order Directing Parties to Confer and Submit Proposal
Release Date: Sept. 12, 2018	Release Number:AP-5955	Other Release Numbers:	Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Release Date: Aug. 23, 2018	Release Number:AP-5954	Other Release Numbers:	Name of Document: Notice from the Chief Administrative Law Judge
Release Date: July 23, 2018	Release Number:AP-5918	Other Release Numbers:	Name of Document: Notice of Extension of Stay
Release Date: June 25, 2018	Release Number:AP-5842	Other Release Numbers:	Name of Document: Notice of Stay
Release Date: June 18, 2018	Release Number:AP-5804	Other Release Numbers:	Name of Document: Scheduling Order
Release Date: June 7, 2018	Release Number:AP-5779	Other Release Numbers:	Name of Document: Order Rescheduling Hearing
Release Date: May 29, 2018	Release Number:AP-5757	Other Release Numbers:	Name of Document: Order Granting Request to Withdraw Motion
Release Date: May 21, 2018	Release Number:AP-5745	Other Release Numbers:	Name of Document: Order Granting Extension and Rescheduling Prehearing Conference
Release Date: May 15, 2018	Release Number:AP-5728	Other Release Numbers:	Name of Document: Order Scheduling Prehearing Conference and Requesting Declaration
Release Date: April 24, 2018	Release Number:AP-5696	Other Release Numbers:	Name of Document: Order On Motion for Clarification
Release Date: April 16, 2018	Release Number:AP-5684	Other Release Numbers:	Name of Document: Order On Respondent's Motion to Quash
Release Date: April 13, 2018	Release Number:AP-5683	Other Release Numbers:	Name of Document: Order Extending Discovery Deadlines
Release Date: April 6, 2018	Release Number:AP-5674	Other Release Numbers:	Name of Document: Order Directing Respondent to File Privilege Log
Release Date: April 5, 2018	Release Number:AP-5671	Other Release Numbers:	Name of Document: Order Granting Limited Postponement of Discovery Deadlines
Release Date: March 28, 2018	Release Number:AP-5661	Other Release Numbers:	Name of Document: Order Granting Motion to Substitute a Fact Witness Deponent
Release Date: March 1, 2018	Release Number:AP-5637	Other Release Numbers:	Name of Document: Scheduling Order
Release Date: Feb. 15, 2018	Release Number:AP-5603	Other Release Numbers:	Name of Document: Order Denying Motion for Stay
Release Date: Feb. 14, 2018	Release Number:AP-5599	Other Release Numbers:	Name of Document: Order Ratifying Prior Actions
Release Date: Jan. 25, 2018	Release Number:AP-5526	Other Release Numbers:	Name of Document: Order Following Prehearing Conference
Release Date: Dec. 20, 2017	Release Number:AP-5411	Other Release Numbers:	Name of Document: Order Scheduling Prehearing Conference
Release Date: Dec. 11, 2017	Release Number:AP-5362	Other Release Numbers:	Name of Document: Order
Release Date: Dec. 4, 2017	Release Number:AP-5251	Other Release Numbers:	Name of Document: Notice to the Parties and Order Ratifying Stay
Release Date: Nov. 15, 2017	Release Number:AP-5230	Other Release Numbers:	Name of Document: Protective Order Regarding Documents Identifying Certain Individuals
Release Date: Nov. 15, 2017	Release Number:AP-5229	Other Release Numbers:	Name of Document: Stay Order
Release Date: Nov. 3, 2017	Release Number:AP-5218	Other Release Numbers:	Name of Document: Order Regarding Hearing Location
Release Date: Nov. 3, 2017	Release Number:AP-5219	Other Release Numbers:	Name of Document: Order Granting Deposition of Expert Witness
Release Date: Oct. 26, 2017	Release Number:AP-5205	Other Release Numbers:	Name of Document: Order Denying Motion to Certify for Interlocutory Review
Release Date: Oct. 25, 2017	Release Number:AP-5204	Other Release Numbers:	Name of Document: Order Granting Extension of Time for Expert Reports
Release Date: Oct. 25, 2017	Release Number:AP-5200	Other Release Numbers:	Name of Document: Order Regarding Corrections to October 11, 2017, Transcript
Release Date: Oct. 16, 2017	Release Number:AP-5174	Other Release Numbers:	Name of Document: Order Granting Motion for Additional Depositions
Release Date: Oct. 12, 2017	Release Number:AP-5168	Other Release Numbers:	Name of Document: Protective Order for Third-Party Productions
Release Date: Oct. 12, 2017	Release Number:AP-5161	Other Release Numbers:	Name of Document: Order Following Prehearing Conference
Release Date: Oct. 6, 2017	Release Number:AP-5142	Other Release Numbers:	Name of Document: Order Scheduling Prehearing Conference
Release Date: Oct. 5, 2017	Release Number:AP-5139	Other Release Numbers:	Name of Document: Order Granting Motion to Compel Compliance with Documentary Subpoena
Release Date: Oct. 5, 2017	Release Number:AP-5137	Other Release Numbers:	Name of Document: Order Denying Motion for Stay
Release Date: Sept. 20, 2017	Release Number:AP-5070	Other Release Numbers:	Name of Document: Order Granting in Part Motion for Protective Order
Release Date: Sept. 6, 2017	Release Number:AP-5024	Other Release Numbers:	Name of Document: Order Following Prehearing Conference
Release Date: Aug. 18, 2017	Release Number:AP-4985	Other Release Numbers:	Name of Document: Order Scheduling Prehearing Conference
Release Date: Aug. 1, 2017	Release Number:AP-4937	Other Release Numbers:	Name of Document: Order Denying Motion for Ruling On Pleadings
Release Date: June 23, 2017	Release Number:AP-4888	Other Release Numbers:	Name of Document: Order Granting in Part Motion for More Definite Statement
Release Date: June 14, 2017	Release Number:AP-4870	Other Release Numbers:	Name of Document: Order Granting in Part Extension of Time for Motions for a Ruling On the Pleadings
Release Date: June 1, 2017	Release Number:AP-4842	Other Release Numbers:	Name of Document: Amended Scheduling Order
Release Date: May 26, 2017	Release Number:AP-4832	Other Release Numbers:	Name of Document: Scheduling Order
Release Date: May 25, 2017	Release Number:AP-4828	Other Release Numbers:	Name of Document: Protective Order
Release Date: May 4, 2017	Release Number:AP-4787	Other Release Numbers:	Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: April 28, 2017	Release Number:AP-4778	Other Release Numbers:	Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: April 28, 2017	Release Number:34-80548	Other Release Numbers: AAER-3868	Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: June 14, 2017	Release Number:	Other Release Numbers:	Name of Document:Division's Opposition to Respondent's Motion for a More Definite Statement
Release Date: June 19, 2017	Release Number:	Other Release Numbers:	Name of Document:Respondent's Attorney Reply Memorandum In Further Support of Respondent David Pruitt's Motion For A More Definite Statement
Release Date: July 3, 2017	Release Number:	Other Release Numbers:	Name of Document:Letter dated 6/30/17 from Division to Respondent pursuant to ALJ's 6/235/17 order
Release Date: June 7, 2017	Release Number:	Other Release Numbers:	Name of Document:Answer and Affirmative Defenses of Respondent David Pruitt
Release Date: June 7, 2017	Release Number:	Other Release Numbers:	Name of Document:Respondent's Motion for a More Definite Statement
Release Date: June 7, 2017	Release Number:	Other Release Numbers:	Name of Document:Memorandum of Points and Authorities in Support of Respondent David Pruitt's Motion for a More Definite Statement
Release Date: July 18, 2017	Release Number:	Other Release Numbers:	Name of Document:Respondent's Motion for a Ruling on the Pleadings
Release Date: July 18, 2017	Release Number:	Other Release Numbers:	Name of Document:Memorandum of Points and Authorities in Support of Respondent's Motion for a Ruling on the Pleadings
Release Date: July 21, 2017	Release Number:	Other Release Numbers:	Name of Document:Division's Memorandum of Law in Opposition to Respondent's Motion for a Ruling on the Pleadings, Declaration of H. Gregory Baker in Support
Release Date: Aug. 1, 2017	Release Number:	Other Release Numbers:	Name of Document:Respondent's Reply Memorandum in Further Support of Motion for a Ruling on the Pleadings
Release Date: Aug. 25, 2017	Release Number:	Other Release Numbers:	Name of Document:Reply Memorandum in Further Support of Respondent David Pruitt's Motion to Compel the Division of Enforcement to Comply with the Court's June 23, 2017 Order
Release Date: Sept. 21, 2017	Release Number:	Other Release Numbers:	Name of Document:Division's of Enforcement's Memorandum in Response to the Court's Order Following Prehearing Conference, Declaration of H. Gregory Baker, Esq w/ Exhibit A-B
Release Date: Sept. 25, 2017	Release Number:	Other Release Numbers:	Name of Document:Respondent's Motion to Stay Pending Supreme Court Review of Appointments Clause Challenge with Memorandum of Points and Authorities in Support of Respondent Motion to Stay Pending Supreme Court Review of Appointments Clause Challenge
Release Date: Sept. 29, 2017	Release Number:	Other Release Numbers:	Name of Document:Division of Enforcement's Opposition to Respondnet's Motion to Stay Pending Supreme Court Review of Appointments's Clause Challenge
Release Date: Oct. 5, 2017	Release Number:	Other Release Numbers:	Name of Document:Respondent David Pruitt's Motion for Additional Depositions
Release Date: Oct. 5, 2017	Release Number:	Other Release Numbers:	Name of Document:Reply Memorandum in Further Support of Respondent David Pruitt's Motion to Stay Pending Supreme Court Review of Appointments Clause Challenge
Release Date: Oct. 5, 2017	Release Number:	Other Release Numbers:	Name of Document:Respondent David Pruitt's Motion to Compel Compliance with a Subpoena for Documents with Exhibits A-D
Release Date: Oct. 5, 2017	Release Number:	Other Release Numbers:	Name of Document:Letter Dated 10/4/17 from Respondent to ALJ re Court's Order Granting in Part Motion for Protective Order
Release Date: Oct. 12, 2017	Release Number:	Other Release Numbers:	Name of Document:Division of Enforcement's Opposition to Respondent's Motion for Additional Depositions
Release Date: Oct. 16, 2017	Release Number:	Other Release Numbers:	Name of Document:Respondent David Pruitt's Motion to Certify for Interlocutory Review Denial of Stay Pending Supreme Court Review of Appointments Clause Challenge and Motion for A Stay
Release Date: Oct. 20, 2017	Release Number:	Other Release Numbers:	Name of Document:Division's Opposition To Respondent's Motion To Certify For Interlocutory Review
Release Date: Jan. 11, 2018	Release Number:	Other Release Numbers:	Name of Document:Respondent's Motion to Revise Prior Decisions Pursuant to the Court's December 11, 2017 Order, Memorandum of Points and Authorities in Support, Affidavit of Bari R. Nadworny, and Ex. A-D
Release Date: Jan. 19, 2018	Release Number:	Other Release Numbers:	Name of Document:Division's Memorandum in Response to Respondent's Motion to Revise Prior Decisions
Release Date: Jan. 22, 2018	Release Number:	Other Release Numbers:	Name of Document:Letter Dated 1 /19/18 from Respondent's Counsel to ALJ in Response to Division's Letter of 1 /5/18 Regarding Ratification of the Court's Prior Actions
Release Date: Jan. 23, 2018	Release Number:	Other Release Numbers:	Name of Document:Reply Memorandum in Further Support of Respondent David Pruitt's Motion to Revise Prior Decisions Pursuant to the Court's December 11, 2017 Order
Release Date: March 26, 2018	Release Number:	Other Release Numbers:	Name of Document:Motion to Quash Subpoenas issued to the SEC's Division of Corporation Finance and Office of Chief Accountant
Release Date: March 26, 2018	Release Number:	Other Release Numbers:	Name of Document:Respondent's Unopposed Motion to Substitute a Fact Witness Deponent
Release Date: April 23, 2018	Release Number:	Other Release Numbers:	Name of Document:Division's April 23, 2018 Opposition to Respondent's Motion to Clarify the Court's Order on Respondent's Motion to Quash
Release Date: April 23, 2018	Release Number:	Other Release Numbers:	Name of Document:Respondent's Motion to Clarify the Court's Order on Respondent's Motion to Quash and to Amend Privilege Log
Release Date: April 25, 2018	Release Number:	Other Release Numbers:	Name of Document:Reply Memorandum in Further Support of Respondent's Motion to Clarify the Court's Order on Respondent's Motion to Quash and to Amend Privilege Log
Release Date: June 12, 2018	Release Number:	Other Release Numbers:	Name of Document:Respondent's Motion to the Commission to Amend the Order Instituting Proceedings Based Upon Newly Discovered Matters of Fact and to Stay this proceedings Pending the Commission's Decision and Memorandum, with Exhibits A-F
Release Date: June 18, 2018	Release Number:	Other Release Numbers:	Name of Document:Division's Memorandum with Declaration of H. Gregory Baker in support of the Division's opposition to Repondent's Motion to Amend the OIP, with Exhibits A-G
Release Date: June 27, 2018	Release Number:	Other Release Numbers:	Name of Document:Reply Memo in Further Support of Respondent Motion to the Commission to Amend the OIP based upon newly discovered matters of fact and to stay this Proceeding Pending the Commission's Decision
Release Date: Oct. 29, 2018	Release Number:	Other Release Numbers:	Name of Document:Respondent's letter dated 10/19/18 in response to Court's Order Following Prehearing Conference
Release Date: Nov. 14, 2018	Release Number:	Other Release Numbers:	Name of Document:Letter dated 11/13/2018, Respondent made a motion to the Commission to Amend the OIP based upon newly discovered matters of fact and to stay this proceeding pending the Commission decision on 6/11/2018
Release Date: Dec. 17, 2018	Release Number:	Other Release Numbers:	Name of Document:Reply Memorandum in Further Support of Respondent's Motion for a More Definite Statement
Release Date: Dec. 21, 2018	Release Number:	Other Release Numbers:	Name of Document:Division's Memoranum in Opposition to Respondent's Motion for a Ruling on the Pleadings
Release Date: Jan. 28, 2019	Release Number:	Other Release Numbers:	Name of Document:Reply Memorandum in Further Support of Respondent David Pruitt's Motion for a Ruling of the Pleadings and Declaration of Bari R. Nadworny
Release Date: Jan. 28, 2019	Release Number:	Other Release Numbers:	Name of Document:Reply Memorandum in Further Support of Respondent David Pruitt's Motion for a Ruling of the Pleadings and Declaration of Bari R. Nadworny in Support, with exhibit
Release Date: Feb. 15, 2019	Release Number:	Other Release Numbers:	Name of Document:Letter dated 2/13/2019 the parties propose schedule for contunuation of proceedings: 3/11/2019, 4/5/2019, 4/19/2019 and 5/3/2019
Release Date: April 8, 2019	Release Number:	Other Release Numbers:	Name of Document:Division's Motion to Amend the OIP
Release Date: April 19, 2019	Release Number:	Other Release Numbers:	Name of Document:Respondent's Opposition to Division's Motion to Amend the OIP and Declaration of Bari R. Nadworny w/ Exhibit A
Release Date: April 22, 2019	Release Number:	Other Release Numbers:	Name of Document:Division's Reply Memorandum in Support of Motion to Amend the Order Instituting Proceedings
Release Date: April 30, 2019	Release Number:	Other Release Numbers:	Name of Document:Answer and Affirmative Defenses of Respondent David Pruitt and Letter dated 4/25/2019 to Division
Release Date: Aug. 19, 2019	Release Number:	Other Release Numbers:	Name of Document:Respondent's Motion to Dismiss the Administrative Proceeding for Constitutional Violations and Memorandum of Points and Authorities in Support Thereof
Release Date: Aug. 22, 2019	Release Number:	Other Release Numbers:	Name of Document:Division's Opposition to Respondent's Motion to Dismiss
Release Date: Aug. 23, 2019	Release Number:	Other Release Numbers:	Name of Document:Division's Request for Official Notice
Release Date: Aug. 23, 2019	Release Number:	Other Release Numbers:	Name of Document:Division's Submission on Respondent's Admissions, with Declaration of Paul Gizzi and Exhibit A
Release Date: Aug. 30, 2019	Release Number:	Other Release Numbers:	Name of Document:Respondent's Motion for Reconsideration of the Order Denying His Motion for a Ruling on the Pleadings and Memorandum of Points and Authorities in Support Thereof
Release Date: Aug. 30, 2019	Release Number:	Other Release Numbers:	Name of Document:Joint Stipulations as to Fact and Law
Release Date: Sept. 3, 2019	Release Number:	Other Release Numbers:	Name of Document:Respondent's Reply Memorandum in Support of Motion to Dismiss
Release Date: Sept. 9, 2019	Release Number:	Other Release Numbers:	Name of Document:Division's Opposition to Respondent's Motion for Reconsideration of the Order Denying Motion for A Ruling on the Pleadings
Release Date: Sept. 19, 2019	Release Number:	Other Release Numbers:	Name of Document:Respondent's Reply Memorandum in Support of Motion for Reconsideration of the Order Denying His Motion for a Ruling on the Pleadings
Release Date: April 28, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
Release Date: Nov. 7, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934
Release Date: April 28, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Hearing and Designating Presiding Judge
Release Date: May 4, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: May 25, 2017	Release Number:	Other Release Numbers:	Name of Document:Protective Order
Release Date: May 26, 2017	Release Number:	Other Release Numbers:	Name of Document:Scheduling Order
Release Date: June 1, 2017	Release Number:	Other Release Numbers:	Name of Document:Amended Scheduling Order
Release Date: June 14, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Granting in Part Extension of Time for Motions for a Ruling On the Pleadings
Release Date: June 23, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Granting in Part Motion for More Definite Statement
Release Date: Aug. 1, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Denying Motion for Ruling On Pleadings
Release Date: Aug. 18, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Prehearing Conference
Release Date: Sept. 6, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Following Prehearing Conference
Release Date: Sept. 20, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Granting in Part Motion for Protective Order
Release Date: Oct. 5, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Granting Motion to Compel Compliance with Documentary Subpoena
Release Date: Oct. 5, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Denying Motion for Stay
Release Date: Oct. 6, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Prehearing Conference
Release Date: Oct. 12, 2017	Release Number:	Other Release Numbers:	Name of Document:Protective Order for Third-Party Productions
Release Date: Oct. 12, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Following Prehearing Conference
Release Date: Oct. 16, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Granting Motion for Additional Depositions
Release Date: Oct. 25, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Granting Extension of Time for Expert Reports
Release Date: Oct. 25, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Regarding Corrections to October 11, 2017, Transcript
Release Date: Oct. 26, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Denying Motion to Certify for Interlocutory Review
Release Date: Nov. 3, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Granting Deposition of Expert Witness
Release Date: Nov. 3, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Regarding Hearing Location
Release Date: Nov. 15, 2017	Release Number:	Other Release Numbers:	Name of Document:Protective Order Regarding Documents Identifying Certain Individuals
Release Date: Nov. 15, 2017	Release Number:	Other Release Numbers:	Name of Document:Stay Order
Release Date: Dec. 4, 2017	Release Number:	Other Release Numbers:	Name of Document:Notice to the Parties and Order Ratifying Stay
Release Date: Dec. 11, 2017	Release Number:	Other Release Numbers:	Name of Document:Order
Release Date: Dec. 20, 2017	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Prehearing Conference
Release Date: Jan. 25, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Following Prehearing Conference
Release Date: Feb. 14, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Ratifying Prior Actions
Release Date: Feb. 15, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Denying Motion for Stay
Release Date: March 1, 2018	Release Number:	Other Release Numbers:	Name of Document:Scheduling Order
Release Date: March 28, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Granting Motion to Substitute a Fact Witness Deponent
Release Date: April 5, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Granting Limited Postponement of Discovery Deadlines
Release Date: April 6, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Directing Respondent to File Privilege Log
Release Date: April 13, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Extending Discovery Deadlines
Release Date: April 16, 2018	Release Number:	Other Release Numbers:	Name of Document:Order On Respondent's Motion to Quash
Release Date: April 24, 2018	Release Number:	Other Release Numbers:	Name of Document:Order On Motion for Clarification
Release Date: May 15, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Prehearing Conference and Requesting Declaration
Release Date: May 21, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Granting Extension and Rescheduling Prehearing Conference
Release Date: May 29, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Granting Request to Withdraw Motion
Release Date: June 7, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Rescheduling Hearing
Release Date: June 18, 2018	Release Number:	Other Release Numbers:	Name of Document:Scheduling Order
Release Date: June 25, 2018	Release Number:	Other Release Numbers:	Name of Document:Notice of Stay
Release Date: July 23, 2018	Release Number:	Other Release Numbers:	Name of Document:Notice of Extension of Stay
Release Date: Aug. 23, 2018	Release Number:	Other Release Numbers:	Name of Document:Notice from the Chief Administrative Law Judge
Release Date: Sept. 12, 2018	Release Number:	Other Release Numbers:	Name of Document:Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Release Date: Sept. 14, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Directing Parties to Confer and Submit Proposal
Release Date: Oct. 2, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Prehearing Conference
Release Date: Oct. 10, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Following Prehearing Conference
Release Date: Oct. 23, 2018	Release Number:	Other Release Numbers:	Name of Document:Scheduling Order
Release Date: Dec. 20, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Granting in Part Motion for More Definite Statement
Release Date: Feb. 1, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Regarding Schedule
Release Date: Feb. 12, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Denying Respondent's Motion for Judgment On the Pleadings
Release Date: March 4, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Prehearing Conference
Release Date: March 28, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Requiring More Definite Statement
Release Date: March 29, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Correcting Prehearing Conference Transcript
Release Date: April 2, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Extending Certain Discovery Deadlines
Release Date: April 16, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Concerning Subpoenas
Release Date: April 22, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Extending Answer Deadline
Release Date: April 26, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Granting Motion to Amend Order Instituting Proceedings
Release Date: June 5, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Granting Motion to Extend Expert Deadlines
Release Date: July 24, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Extending Expert Depositions Deadline
Release Date: Aug. 14, 2019	Release Number:	Other Release Numbers:	Name of Document:Notice of Hearing Location
Release Date: Aug. 23, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Extending Deadline for Stipulations
Release Date: Sept. 3, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Regarding Pending Motions
Release Date: Sept. 12, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Extending Deadline for Motion in Limine Reply
Release Date: Sept. 16, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Denying Respondent's Motion to Dismiss
Release Date: Sept. 17, 2019	Release Number:	Other Release Numbers:	Name of Document:Order On Challenges to Expert Reports
Release Date: Sept. 17, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Denying Motion for Enlargement of Prehearing Briefs
Release Date: Sept. 18, 2019	Release Number:	Other Release Numbers:	Name of Document:Order On Objections to Exhibit Lists
Release Date: Sept. 19, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Granting in Part Request for Official Notice and Granting in Part Respondent's Motion in Limine
Release Date: Sept. 20, 2019	Release Number:	Other Release Numbers:	Name of Document:Stay Order
Release Date: Feb. 21, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Denying Motion to Amend the Order Instituting Proceedings