Respondents

Dekel, Roy

Administrative Proceeding File No. 3-17751 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:1298 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-6238 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-6096 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-5978 Other Release Numbers: Name of Document: Order Following Reassignment
Release Date: Release Number:AP-5955 Other Release Numbers: Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Release Date: Release Number:AP-5954 Other Release Numbers: Name of Document: Notice from the Chief Administrative Law Judge
Release Date: Release Number:AP-5480 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-5401 Other Release Numbers: Name of Document: Order
Release Date: Release Number:1157 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-4570 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:AP-4518 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-4489 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:IA-4594 Other Release Numbers: Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing