Administrative Proceeding File No. 3-17740
Respondents
Augustine Capital Management LLC (f/k/a Augustine Capital Management Inc.) Porter, John T. Duszynski, Thomas F. , CPA
Administrative Proceeding File No. 3-17740 Table
Release Date
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Release Number
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Other Release Numbers
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Name of Document
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Release Date: | Release Number:34-88510 | Other Release Numbers: | Name of Document: Order Directing Disbursement of Fair Fund |
Release Date: | Release Number:34-85340 | Other Release Numbers: | Name of Document: Order Approving Plan of Distribution |
Release Date: | Release Number:34-84675 | Other Release Numbers: | Name of Document: Notice of Proposed Plan of Distribution and Opportunity for Comment |
Release Date: | Release Number:34-82590 | Other Release Numbers: | Name of Document: Extension Order |
Release Date: | Release Number:34-82330 | Other Release Numbers: | Name of Document: Order Appointing Tax Administrator |
Release Date: | Release Number:IA-4800 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Instituting Public\ Administrative Proceedings, and Imposing Sanctions Pursuant to Rule 102(e) of the Commission's Rules of Practice as to Thomas F. Duszynski, CPA |
Release Date: | Release Number:AP-4986 | Other Release Numbers: | Name of Document: Order |
Release Date: | Release Number:AP-4967 | Other Release Numbers: | Name of Document: Order |
Release Date: | Release Number:AP-4935 | Other Release Numbers: | Name of Document: Scheduling Order |
Release Date: | Release Number:AP-4594 | Other Release Numbers: | Name of Document: Scheduling Order |
Release Date: | Release Number:AP-4536 | Other Release Numbers: | Name of Document: Prehearing Order |
Release Date: | Release Number:AP-4520 | Other Release Numbers: | Name of Document: Order |
Release Date: | Release Number:AP-4475 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
Release Date: | Release Number:IA-4591 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing |
Release Date: | Release Number: | Other Release Numbers: | Name of Document: 3-17740 |