Respondents

OTC Global Partners, LLC Dias, Raimundo

Administrative Proceeding File No. 3-17676 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:1163 Other Release Numbers: Name of Document: Initial Decision as to Raimundo Dias
Release Date: Release Number:AP-4472 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-4436 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-4355 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:33-10254 Other Release Numbers:
  • 34-79300
 Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing