Administrative Proceeding File No. 3-17253
Respondents
Winkelmann, James A. Sr. Blue Ocean Portfolios, LLC
Docket Sheet (updated March 29, 2023)
Administrative Proceeding File No. 3-17253 Table
|
Release Date
|
Release Number
|
Other Release Numbers
|
Name of Document
|
|---|---|---|---|
| Release Date: | Release Number:33-11198 |
Other Release Numbers:
|
Name of Document: Pending Administrative Proceedings (Order Dismissing Proceedings) |
| Release Date: | Release Number:33-11181 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-11152 |
Other Release Numbers:
|
Name of Document: 33-11152.pdf |
| Release Date: | Release Number:33-11128 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-11087 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-11058 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-11026 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-11003 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10996 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10988 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10982 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10964 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10957 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10949 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10939 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10926 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10888 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10820 |
Other Release Numbers:
|
Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:33-10657 |
Other Release Numbers:
|
Name of Document: Order Denying Motion for Summary Affirmance, Granting Petitions for Review, and Scheduling Briefs |
| Release Date: | Release Number:1261 | Other Release Numbers: | Name of Document: Initial Decision Following Remand |
| Release Date: | Release Number:AP-6062 | Other Release Numbers: | Name of Document: Order Following Reassignment |
| Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
| Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
| Release Date: | Release Number:AP-5941 | Other Release Numbers: | Name of Document: Notice of Extension of Stay |
| Release Date: | Release Number:AP-5869 | Other Release Numbers: | Name of Document: Notice of Stay |
| Release Date: | Release Number:AP-5593 | Other Release Numbers: | Name of Document: Order Extending Deadline for Decision On Ratification |
| Release Date: | Release Number:AP-5407 | Other Release Numbers: | Name of Document: Order Extending Briefing Deadlines |
| Release Date: | Release Number:AP-5265 | Other Release Numbers: | Name of Document: Notice to the Parties and Order Following Remand |
| Release Date: | Release Number:33-10374 |
Other Release Numbers:
|
Name of Document: Extension Order |
| Release Date: | Release Number:33-10370 |
Other Release Numbers:
|
Name of Document: Order Granting Leave to Adduce Additional Evidence |
| Release Date: | Release Number:33-10354 |
Other Release Numbers:
|
Name of Document: Order Granting Petitions for Review and Scheduling Briefs |
| Release Date: | Release Number:1116 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-4378 | Other Release Numbers: | Name of Document: Order On Transcript Corrections |
| Release Date: | Release Number:AP-4350 | Other Release Numbers: | Name of Document: Order On Stipulations |
| Release Date: | Release Number:AP-4321 | Other Release Numbers: | Name of Document: Order Extending Date to File Transcript Corrections |
| Release Date: | Release Number:AP-4270 | Other Release Numbers: | Name of Document: Post-Hearing Order |
| Release Date: | Release Number:AP-4189 | Other Release Numbers: | Name of Document: Order Following Final Prehearing Conference |
| Release Date: | Release Number:AP-4144 | Other Release Numbers: | Name of Document: Order Rescheduling Prehearing Conference |
| Release Date: | Release Number:AP-4131 | Other Release Numbers: | Name of Document: Order Redesignating Presiding Judge |
| Release Date: | Release Number:AP-4002 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-3977 | Other Release Numbers: | Name of Document: Scheduling Order |
| Release Date: | Release Number:AP-3931 | Other Release Numbers: | Name of Document: Prehearing Order |
| Release Date: | Release Number:AP-3910 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-3856 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-10080 |
Other Release Numbers:
|
Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 |