Respondents
Clare, Barry B.
Administrative Proceeding File No. 3-17172 Table
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Release Number:34-78574
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Name of Document: Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
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Release Number:AP-3921
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Name of Document: Stay Order
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Release Number:AP-3804
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Name of Document: Order Following Prehearing Conference and Setting Procedural Schedule
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Release Number:AP-3765
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Name of Document: Order Granting Extension
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Release Number:AP-3749
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Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
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Release Number:AP-3718
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Name of Document: Order Scheduling Hearing and Designating Presiding Judge
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Release Number:34-77373
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
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