Administrative Proceeding File No. 3-16978
Respondents
Afshar, Behruz Afshar, Shahryar Kenny, Richard F., IV Fineline Trading Group LLC Makino Capital LLC
Administrative Proceeding File No. 3-16978 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:33-10094 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940 |
| Release Date: | Release Number:AP-3805 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-3768 | Other Release Numbers: | Name of Document: Order Setting Time of Prehearing Conference |
| Release Date: | Release Number:AP-3746 | Other Release Numbers: | Name of Document: Order Denying Respondents' Motion for Summary Disposition |
| Release Date: | Release Number:AP-3721 | Other Release Numbers: | Name of Document: Order Granting Respondents' Agreed Motion for Extension of Time to File Expert Reports |
| Release Date: | Release Number:AP-3714 | Other Release Numbers: | Name of Document: Notice to Parties of Hearing Location |
| Release Date: | Release Number:AP-3627 | Other Release Numbers: | Name of Document: Order Granting in Part Respondents' Motion for Additional Discovery and Issuance of Subpoenas |
| Release Date: | Release Number:AP-3583 | Other Release Numbers: | Name of Document: Order Setting Briefing Schedule |
| Release Date: | Release Number:AP-3550 | Other Release Numbers: | Name of Document: General Prehearing Order and Schedule |
| Release Date: | Release Number:AP-3493 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-3424 | Other Release Numbers: | Name of Document: Order On Motion for Extension of Time |
| Release Date: | Release Number:AP-3421 | Other Release Numbers: | Name of Document: Order Granting Extension |
| Release Date: | Release Number:AP-3406 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-3373 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-9983 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940 and Notice of\ Hearing |