Respondents

Taylor, Garfield M.

Administrative Proceeding File No. 3-16917 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:971 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-3341 Other Release Numbers: Name of Document: Order to Show Cause
Release Date: Release Number:AP-3286 Other Release Numbers: Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Release Number:AP-3256 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-76243 Other Release Numbers:
  • IA-4240
Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing