Respondents

Seabolt, Michael T.

Administrative Proceeding File No. 3-16713 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:33-9871 Other Release Numbers:
  • 34-75576
  • IA-4151
  • IC-31729
Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Documents