Respondents

Welhouse & Associates, Inc. Welhouse, Mark P.

Administrative Proceeding File No. 3-16657 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-76175 Other Release Numbers:
  • IA-4231
  • IC-31868
Name of Document: Order Making Findings and Imposing Remedial Sanctions, a Censure and a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Release Date: Release Number:AP-3022 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-2981 Other Release Numbers: Name of Document: Order Postponing Hearing
Release Date: Release Number:AP-2879 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-75319 Other Release Numbers:
  • IA-4132
  • IC-31699
Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940