Administrative Proceeding File No. 3-16642

Respondents

Johnson, John V.

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: July 2, 2019	Release Number:IA-5269	Other Release Numbers:	Name of Document: Order Vacating Broker, Dealer, Municipal Securities Dealer, and Transfer Agent Bars
Release Date: May 27, 2016	Release Number:IA-4404	Other Release Numbers:	Name of Document: Order Vacating Nationally Recognized Statistical Rating Organization and Municipal Advisor Bars
Release Date: June 22, 2015	Release Number:IA-4123	Other Release Numbers:	Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: March 10, 2016	Release Number:	Other Release Numbers:	Name of Document:Request to Vacate Bar(s) From Association with Nationally Recognized Statistical Rating Organizations and/or Municipal Advisors in Light of Koch v. SEC.
Release Date: May 27, 2016	Release Number:	Other Release Numbers:	Name of Document:Order Vacating Nationally Recognized Statistical Rating Organization and Municipal Advisor Bars
Release Date: July 2, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Vacating Broker, Dealer, Municipal Securities Dealer, and Transfer Agent Bars