Administrative Proceeding File No. 3-16389
Respondents
VCAP Securities, LLC, andGraham, Brett Thomas
Administrative Proceeding File No. 3-16389 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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|---|---|---|---|
| Release Date: | Release Number:34-90451 | Other Release Numbers: | Name of Document: Order Authorizing the Transfer to the U.S. Treasury of the Remaning Funds and Any Funds Returned to the Fair Fund in the Future, Discharging the Fund Administrator, and Terminating the Fair Fund |
| Release Date: | Release Number:34-84526 |
Other Release Numbers:
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Name of Document: Order Denying Application for Consent to Associate |
| Release Date: | Release Number:34-84106 |
Other Release Numbers:
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Name of Document: Order Denying Request to Modify Settlement Order |
| Release Date: | Release Number:34-79987 |
Other Release Numbers:
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Name of Document: Order Scheduling Briefs |
| Release Date: | Release Number:34-79850 | Other Release Numbers: | Name of Document: ORDER DIRECTING DISBURSEMENT OF FAIR FUND |
| Release Date: | Release Number:34-76877 | Other Release Numbers: | Name of Document: Order Approving Plan of Distribution |
| Release Date: | Release Number:34-74993 | Other Release Numbers: | Name of Document: Extension Order |
| Release Date: | Release Number:34-74508 | Other Release Numbers: | Name of Document: Order AppointingTax Administrator |
| Release Date: | Release Number:34-74305 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b)(4), 15(b)(6), and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investme\ nt Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order |