Administrative Proceeding File No. 3-16217
Respondents
Petrou, Thrasos Tommy
Administrative Proceeding File No. 3-16217 Table
|
Release Date
|
Release Number
|
Other Release Numbers
|
Name of Document
|
|---|---|---|---|
| Release Date: | Release Number:869 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-3005 | Other Release Numbers: | Name of Document: Order Redacting and Permanently Sealing Certain Exhibits |
| Release Date: | Release Number:AP-2912 | Other Release Numbers: | Name of Document: Order Granting in Part Motion for Protective Order and Sealing Certain Exhibits |
| Release Date: | Release Number:AP-2905 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-2788 | Other Release Numbers: | Name of Document: Post-Hearing Scheduling Order |
| Release Date: | Release Number:AP-2764 | Other Release Numbers: | Name of Document: Order Denying Request for Adjournment |
| Release Date: | Release Number:AP-2650 | Other Release Numbers: | Name of Document: Order Setting Hearing Date and Prehearing Schedule |
| Release Date: | Release Number:AP-2596 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-2478 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-2453 | Other Release Numbers: | Name of Document: Order Rescheduling Prehearing Conference |
| Release Date: | Release Number:AP-2446 | Other Release Numbers: | Name of Document: Order On Motions for Summary Disposition, Granting Protective Order, and Setting Prehearing Conference |
| Release Date: | Release Number:AP-2293 | Other Release Numbers: | Name of Document: Protective Order |
| Release Date: | Release Number:AP-2246 | Other Release Numbers: | Name of Document: Order Denying Request for Extension Without Prejudice |
| Release Date: | Release Number:AP-2070 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-2013 | Other Release Numbers: | Name of Document: Order Rescheduling Prehearing Conference |
| Release Date: | Release Number:AP-1985 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-1955 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:34-73442 |
Other Release Numbers:
|
Name of Document: ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, IMPOSING A CEASE-AND DESIST ORDER AND REMEDIAL S\ ANCTIONS , AND NOTICE OF HEARING |