|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Respondent's Motion to Stay
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Respondent's Brief of Points and Authorities in Support of Respondent's Motion to Stay
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Declaration of Derrelle M. Janey in Support of Respondent's Motion to Stay
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Letter of 11/5/14 to ALJ Elliot from Counsel for Respt Advising That They Commenced an Action Against the SEC in the District Court for the S.D. N.Y. Requesting Injunctive and Declaratory Relief
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Letter of 11/10/14 to ALJ Elliot from Counsel Respondent
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Respondent's Answer
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Respondent's Motion to Stay
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Division's Opposition to Respondent's Motion to Stay
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Division's Motion for (1) Leave to Offer Declaration of Filip Szymik in Lieu of Live Trial Testimony; and (2) Admission of Prior SEC Testimony of Filip Szymik
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Division's Declaration of Filip Szymik
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Letter of 12/2/14 to ALJ Elliot from Counsel for Resp Stating They Have No Objection to the Div's Mtns, Except to Note F/N 3 of the Papers States That Div "Anticipates Offering At Trial an Audio Recording of Syzmik 11/18/13 & We Reserve Obj to Recording"
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Respondent's Reply Brief in Support of Respondent's Motion to Stay
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Letter of 12/10/14 to ALJ Elliot from Counsel for Respondent Requesting an Extension of Time for the Motions for Summary Disposition
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Division's Motion to Dismiss
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Letter of 12/15/14 to ALJ Elliot from Counsel for Respondent Requesting an Extension of Time to File the Motions for Summary Disposition
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934 and Notice of Hearing
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Order Scheduling Hearing and Designating Presiding Judge
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Order Postponing Hearing and Scheduling Prehearing Conference
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Order Extending Time for Respondent's Answer
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Prehearing Scheduling Order
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Order Denying Motion to Stay
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:General Prehearing Order
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Order On Motion to Admit Declaration and Prior Testimony
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Order On Motion for Extension
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Order Canceling Hearing and Prehearing Schedule
|
|
Release Date:
|
Release Number:
|
Other Release Numbers:
|
Name of Document:Order Dismissing Proceeding
|
