Administrative Proceeding File No. 3-16167

Respondents

Hansen, Randal Kent

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: March 18, 2015	Release Number:754	Other Release Numbers:	Name of Document: Initial Decision
Release Date: Dec. 29, 2014	Release Number:AP-2171	Other Release Numbers:	Name of Document: Order
Release Date: Oct. 23, 2014	Release Number:AP-1939	Other Release Numbers:	Name of Document: Order Following Prehearing Conference
Release Date: Oct. 8, 2014	Release Number:AP-1897	Other Release Numbers:	Name of Document: Order Rescheduling Prehearing Conference
Release Date: Oct. 7, 2014	Release Number:AP-1894	Other Release Numbers:	Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Sept. 26, 2014	Release Number:AP-1852	Other Release Numbers:	Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Sept. 25, 2014	Release Number:34-73216	Other Release Numbers: IA-3937	Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Oct. 22, 2014	Release Number:	Other Release Numbers:	Name of Document:Respondent's Answer to OIP
Release Date: Nov. 25, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Motion for Summary Disposition Pursuant to Rule 250 of the Commission Rules of Practice
Release Date: Dec. 15, 2014	Release Number:	Other Release Numbers:	Name of Document:Respondent's Motion and Answer to the Division's Motion for Summary Disposition by Commission and Request to Hold in Abeyance
Release Date: Jan. 12, 2015	Release Number:	Other Release Numbers:	Name of Document:Division's Renewed Motion for Summary Disposition
Release Date: Jan. 27, 2015	Release Number:	Other Release Numbers:	Name of Document:Division's Response to Resp Hansen's Motion for Continuance.
Release Date: Feb. 2, 2015	Release Number:	Other Release Numbers:	Name of Document:Respondent's Motion Opposing the Division's Renewed Motion for Summary Disposition.
Release Date: Feb. 2, 2015	Release Number:	Other Release Numbers:	Name of Document:Respondent's Memorandum of Law in Support of Denial of Summary Disposition.
Release Date: March 18, 2015	Release Number:	Other Release Numbers:	Name of Document:Initial Decision
Release Date: Sept. 25, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date: April 29, 2015	Release Number:	Other Release Numbers:	Name of Document:Notice That Initial Decision Has Become Final
Release Date: Sept. 26, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Hearing and Designating Presiding Judge
Release Date: Oct. 7, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Oct. 8, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Rescheduling Prehearing Conference
Release Date: Oct. 23, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Following Prehearing Conference
Release Date: Dec. 29, 2014	Release Number:	Other Release Numbers:	Name of Document:Order