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Name of Document:Respondent Charles W. Yancey's Answer and Affirmative Defenses
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Name of Document:Respondent Delaney II's Answer to Order Instituting Proceedings
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Name of Document:Amended Prehearing Brief of Respondent Charles W. Yancey
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Name of Document:First Amended Prehearing Brief of Respondent Thomas R. Delaney II
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Name of Document:Division's Post Hearing Conclusions of Law and Findings of Fact
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Name of Document:Division's Post Hearing Brief in Support of Its Findings of Fact and Conclusions of Law
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Name of Document:Post-Hearing Brief of Respondent Thomas R. Delaney II with Findings of Fact, and Conclusions of Law
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Name of Document:Respondent Charles W. Yancey's Post-Hearing Brief, Proposed Findings of Fact and Timeline, and Proposed Conclusions of Law
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Name of Document:Division's Supplemental Findings of Fact
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Name of Document:Division's Reply to Respondent Delaney's Post-Hearing Brief
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Name of Document:Division's Reply to Respondent Yancey's Post-Hearing Brief
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Name of Document:Respondent Charles W, Yancey's Responsive Post-Hearing Brief
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Name of Document:Respondent Charles W, Yancey's Response to Division's Post Hearing Proposed Findings of Fact
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Name of Document:Respondent Charles W, Yancey's Response to Division's Post Hearing Proposed Conclusions of Law
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Name of Document:Respondent Charles W, Yancey's Response to Respondent Delaney's Post Hearing Proposed Findings of Fact
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Name of Document:Respondent Charles W, Yancey's Response to Respondent Delaney's Post Hearing Proposed Conclusions of Law
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Name of Document:Respondent Thomas R. Delaney II's Responsive Post-Hearing Brief
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Name of Document:Respondent Thomas R. Delaney II's Reply to Respondent Charles W, Yancey's Findings of Fact and Conclusions of Law
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Name of Document:Respondent Thomas R. Delaney II's Reply to Division's Findings of Fact and Conclusions of Law
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Name of Document:Respondent Charles W, Yancey's Motion to Enter Yancey's Proposed Findings of Fact and Conclusions of Law Into the Record and Motion to Strike
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Name of Document:Division's Combined Opposition to Resp's Motions to Enter Proposed Findings of Fact and Conclusions of Law Into the Record and Motions to Strike
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Name of Document:Respondent Thomas R. Delaney II's Combined Motion to Strike and Motion to Enter Delaney's Unopposed Findings of Fact and Conclusions of Law Into the Record
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Name of Document:Respondent Thomas R. Delaney II's Response to Order Dated January 23, 2015
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Name of Document:Respondent Delaney's Response to the Pivision's Proposed Supplemental Findings of Fact
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Name of Document:Letter of 1/30/15 from Responder:Jt Delaney to ALJ in Response to Email Correspondence Dated 1/28/15 Received by Delaney from ALJ Regarding Delaney's Position with Respect to the Readmission of the Previously-Withdrawn Expert Report of Greg Florio
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Name of Document:Letter Dated 1/30/15 from the Division to ALJ in Compliance with Alj's Order Dated 1/27/15, Letter Identifies the Proposed Findings of Fact and Conclusions of Law of Respondents That the Division Disputes
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Name of Document:Division's Reply to Delaney's Response to Order Dated 1/23/15
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Name of Document:Alj Patil's Exhibit List Pursuant to Rule 351
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Name of Document:Delaney's Motion for Attorney's Fees and Costs Under the Equal Access to Justice Act
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Name of Document:Division's Response to Delaney's Application for Fees and Costs
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Name of Document:Delaney's Supplemental Response to Order On Equal Access to Justice Act Proceeding
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Name of Document:Letter of 7/31/15 to ALJ from Division in Support of Its Request to Enter Additional Evidence Into the Record
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Name of Document:Letter of 8/10/15 to ALJ Patil from Division, in Opposition to Respondent's Submission Seeking Fees Associated with His EAJA Claim
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Name of Document:Initial Decision
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Name of Document:Initial Decision On Eaja Application
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Name of Document:Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
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Name of Document:Notice That Initial Decision Has Become Final
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Name of Document:Notice That Initial Decision On Eaja Application Has Become Final
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Name of Document:Order Scheduling Hearing and Designating Presiding Judge
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Name of Document:Order Postponing Hearing and Scheduling Prehearing Conference
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Name of Document:Order On Motions
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Name of Document:Procedural Schedule Order
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Name of Document:Order On Motions
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Name of Document:Order On Motion for Clarification
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Name of Document:Order On in Camera Materials and Joint Motion and Notice of Hearing Location
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Name of Document:Order On Prehearing Conference to Consider Subpoenas Duces Tecum
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Name of Document:Order Following Second Prehearing Conference
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Name of Document:Order Redesignating Presiding Judge
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Name of Document:Order Granting Protective Order
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Name of Document:Order Granting Protective Order
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Name of Document:Post-Hearing Order
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Name of Document:Order On Stipulations and Transcript Corrections
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Name of Document:Order
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Name of Document:Order
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Name of Document:Order
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Name of Document:Order Designating Presiding Judge
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Name of Document:Order On Equal Access to Justice Act Proceedings
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Name of Document:Order Scheduling Oral Argument
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Name of Document:Order
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Name of Document:Order Following Oral Argument
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