Respondents

Hernandez, Diego F. Wealth Management Partners, LLC (The) Wealth Financial, Limited Liability Company DFHR Investments, Inc. HD Mile High Marketing, Inc.

Administrative Proceeding File No. 3-15518 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:33-9590 Other Release Numbers:
  • 34-72210
  • IA-3838
  • IC-31056
 Name of Document: Order Dismissing Proceedings
Release Date: Release Number:33-9581 Other Release Numbers:
  • 34-72073
  • IA-3828
  • IC-31037
 Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 as to Diego F. Hernandez and Hd Mile High Marketing, Inc.
Release Date: Release Number:AP-1276 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-1237 Other Release Numbers: Name of Document: Order Setting Second Prehearing Conference
Release Date: Release Number:AP-1224 Other Release Numbers: Name of Document: Order Redesignating Presiding Judge
Release Date: Release Number:AP-1028 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:AP-990 Other Release Numbers: Name of Document: Postponement Order
Release Date: Release Number:AP-912 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:33-9455 Other Release Numbers:
  • 34-70485
  • IA-3677
  • IC-30696
 Name of Document: Order Instituting Administrative and Cease-And-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, and Notice of Hearing