Respondents

Gatherum, Laurie GEI Financial Services, Inc. Goldstein, Norman

Administrative Proceeding File No. 3-15447 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:524 Other Release Numbers: Name of Document: Initial Decision Making Findings and Imposing Sanctions by Default
Release Date: Release Number:AP-967 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-914 Other Release Numbers: Name of Document: Postponement Order
Release Date: Release Number:AP-828 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-70297 Other Release Numbers:
  • IA-3659
 Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Sections 203(e) and 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing