Administrative Proceeding File No. 3-15271
Respondents
Scammell, Toby G.
Administrative Proceeding File No. 3-15271 Table
Release Date
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Release Number
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Other Release Numbers
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Name of Document
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Release Date: | Release Number:IA-5272 | Other Release Numbers: | Name of Document: Order Vacating Broker, Dealer, Municipal Securities Dealer, Municipal Advisor, Transfer Agent, and Nationally Recognized Statistical Rating Organization Bars |
Release Date: | Release Number:IA-3961 | Other Release Numbers: | Name of Document: Opinion of the Commission |
Release Date: | Release Number:34-71432 | Other Release Numbers: | Name of Document: Order Granting Cross-Petition for Review and Extending Briefing Schedule |
Release Date: | Release Number:34-71099 | Other Release Numbers: | Name of Document: Order Granting Petition for Review and Scheduling Briefs |
Release Date: | Release Number:516 | Other Release Numbers: | Name of Document: Initial Decision |
Release Date: | Release Number:IA-3584 | Other Release Numbers: | Name of Document: ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940 AND NOTICE OF HEARING |