Administrative Proceeding File No. 3-14810

Respondents

Plunkett, John J.

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Sept. 16, 2014	Release Number:34-73124	Other Release Numbers:	Name of Document: For Review of Disciplinary Action Taken by Finra
Release Date: Feb. 21, 2014	Release Number:34-71600	Other Release Numbers:	Name of Document: Order Scheduling Briefs
Release Date: June 14, 2013	Release Number:34-69766	Other Release Numbers:	Name of Document: OPINION OF THE COMMISSION

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: March 21, 2012	Release Number:	Other Release Numbers:	Name of Document:Application for Review
Release Date: May 7, 2012	Release Number:	Other Release Numbers:	Name of Document:Applicant's "Brief in Support" of Application for Review
Release Date: June 6, 2012	Release Number:	Other Release Numbers:	Name of Document:Finra's Brief in Opposition to Application for Review, with Appendix A-C
Release Date: June 20, 2012	Release Number:	Other Release Numbers:	Name of Document:Applicant's Reply Brief
Release Date: Jan. 22, 2014	Release Number:	Other Release Numbers:	Name of Document:Application for Review (On Remand)
Release Date: March 24, 2014	Release Number:	Other Release Numbers:	Name of Document:Applicant's Brief in Support of Application for Review, with Attachments 1-7. (On Remand)
Release Date: April 23, 2014	Release Number:	Other Release Numbers:	Name of Document:FINRA's Brief in Opposition to Application for Review. (On Remand)
Release Date: May 7, 2014	Release Number:	Other Release Numbers:	Name of Document:Applicant's Reply Brief in Support of His Application for Review
Release Date: Feb. 21, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Briefs
Release Date: Sept. 16, 2014	Release Number:	Other Release Numbers:	Name of Document:For Review of Disciplinary Action Taken by Finra