Whom to Contact about Your Question or Concern
May 8, 2014
The SEC has a special website, www.investor.gov, designed specifically for individual investors. Here you can find a wealth of information about markets, investing and other topics.
If you have a question or problem concerning your investments, investment account, or a financial professional, please see Investor Complaints and Questions.
I want to report a possible securities fraud.
If you would like to provide us information about fraud or wrongdoing involving potential violations of the securities laws, please see Enforcement Tips and Complaints.
For example, suppose you contacted the SEC about an investment and now have a question or concern about the SEC’s handling of your inquiry. In that case, you should contact the Office of the Investor Advocate:
U.S. Securities & Exchange Commission
Office of the Investor Advocate
100 F Street, NE
Washington, DC 20549