Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Sept. 24, 2020	Revolution Lighting Technologies, Inc., et al. Release No. LR-24915, AAER-4170 See Also: SEC Complaint
Sept. 23, 2020	Edward T. Kelly Release No. LR-24912 See Also: SEC Complaint
Sept. 23, 2020	Roger Duffield, et al. Release No. LR-24911 See Also: SEC Complaint , Final Judgment - Duffield , Final Judgment - Plandai
Sept. 22, 2020	Verley Lee Sembritzky, Jr., Bounty of the Ocean Inc., and Ocean Harvest LLC Release No. LR-24910 See Also: SEC Complaint
Sept. 22, 2020	Yinghang "James" Yang and Yuanbiao Chen Release No. LR-24909 See Also: SEC Complaint
Sept. 21, 2020	Robert Hoddes Jacobs Release No. LR-24908 See Also: SEC Complaint
Sept. 21, 2020	Milton J. Dosal, Jr. Release No. LR-24907 See Also: SEC Complaint
Sept. 21, 2020	PowerTradersPress.com, Inc., et al. Release No. LR-24906 See Also: Final Judgment - Dennis J. Verderosa , Final Judgment - Emin Cohen
Sept. 18, 2020	Adam Rogas, et. al Release No. LR-24905 See Also: SEC Complaint
Sept. 17, 2020	John Geraci Release No. LR-24904
Sept. 17, 2020	Steven J. Sheinfeld Release No. LR-24903 See Also: SEC Complaint
Sept. 17, 2020	Scott Allen Fries Release No. LR-24902 See Also: SEC Complaint
Sept. 16, 2020	Estate of Richard Ventrilla and Cygnus Capital Management, LLC Release No. LR-24901 See Also: SEC Complaint
Sept. 16, 2020	Henry Sargent et al. Release No. LR-24900 See Also: SEC Complaint , Final Judgment - Frederick Mintz and Alan Fraade
Sept. 15, 2020	FLiK, CoinSpark, Ryan S. Felton, William Q. Sparks, Jr., Owen B. Smith, and Chance B. White, and Relief Defendants Hyperion Holdings LLC, Stephanie L. Brown, Dale W. Felton, and Jennifer Felton Release No. LR-24899 See Also: SEC Complaint
Sept. 15, 2020	Gary Pryor, et al Release No. LR-24898 See Also: SEC Complaint
Sept. 15, 2020	PixarBio Corp. et al. Release No. LR-24897
Sept. 14, 2020	Francisco Abellan Villena, Guillermo Ciupiak, James B. Panther, Jr., and Faiyaz Dean Release No. LR-24896
Sept. 14, 2020	Remington Chase a/k/a William Westwood a/k/a William Elliott Release No. LR-24895 See Also: SEC Complaint
Sept. 10, 2020	Tangoe, Inc. et. al. Release No. LR-24893 See Also: SEC Complaint , Final Judgment - Donald Farias
Sept. 10, 2020	Richard M. Kirsch and Adam Terris Release No. LR-24892 See Also: SEC Complaint
Sept. 10, 2020	Steven D. Rodemer Release No. LR-24891 See Also: SEC Complaint
Sept. 10, 2020	Hai Khoa Dang Release No. LR-24890 See Also: SEC Complaint
Sept. 10, 2020	RRBB Asset Management, LLC, et al. Release No. LR-24894 See Also: SEC Complaint
Sept. 9, 2020	Kirk Sperry and Sperry and Sons Capital Investments, LLC Release No. LR-24889 See Also: SEC Complaint
Sept. 3, 2020	Steven Fitzgerald Brown Release No. LR-24888 See Also: SEC Complaint
Sept. 3, 2020	Geoffrey Thompson Release No. LR-24887 See Also: SEC Complaint
Sept. 3, 2020	John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC Release No. LR-24886 See Also: SEC Complaint
Sept. 3, 2020	Phillip W. Conley Release No. LR-24885
Sept. 3, 2020	Peter DiChiara Release No. LR-24884 See Also: SEC Complaint
Sept. 2, 2020	Gary S. Wykle and Alejandro Cortes Release No. LR-24882
Sept. 2, 2020	Steven M. Sexton Release No. LR-24883 See Also: SEC Complaint
Sept. 1, 2020	Matthew O. Clason Release No. LR-24881 See Also: SEC Complaint
Aug. 31, 2020	John Brian McLane, Jr. and Paul Anthony Nash Release No. LR-24880 See Also: SEC Complaint
Aug. 31, 2020	Anton Senderov & Lior Babazara Release No. LR-24879 See Also: SEC Complaint
Aug. 27, 2020	Dominic A. Tropiano Release No. LR-24878 See Also: SEC Complaint
Aug. 26, 2020	David C. Coggins, et al. Release No. LR-24877 See Also: SEC Complaint
Aug. 25, 2020	Sepehr Sarshar Release No. LR-24876 See Also: SEC Complaint
Aug. 25, 2020	Mark J. Boucher and Strategic Wealth Advisor Group Services Inc. Release No. LR-24875 See Also: SEC Complaint
Aug. 25, 2020	Engler, et al. Release No. LR-24874 See Also: SEC Complaint , Administrative Proceedings Release , Administrative Proceedings Release , Administrative Proceedings Release
Aug. 24, 2020	RMR Asset Management Company, et al. Release No. LR-24872 See Also: SEC Complaint
Aug. 24, 2020	Minish "Joe" Hede and Kevin Graetz Release No. LR-24873 See Also: SEC Complaint
Aug. 20, 2020	Ibrahim Almagarby, et al. Release No. LR-24871 See Also: Order Granting Summary Judgment
Aug. 18, 2020	Cecilia Millan and Margarita Cabrera Release No. LR-24870 See Also: SEC Complaint
Aug. 14, 2020	Mark P. Frissora Release No. LR-24869, AAER-4160 See Also: SEC Complaint
Aug. 13, 2020	Ross Barish Release No. LR-24868 See Also: SEC Complaint
Aug. 13, 2020	Sean R. Stewart et al. Release No. LR-24867
Aug. 13, 2020	Dale Tenhulzen et al. Release No. LR-24866 See Also: SEC Complaint
Aug. 11, 2020	Brendan M. Ross Release No. LR-24865 See Also: SEC Complaint
Aug. 11, 2020	Vu Anh Nguyen, et al. Release No. LR-24864 See Also: SEC Complaint
Aug. 6, 2020	Jack Brewer Release No. LR-24863 See Also: SEC Complaint
Aug. 5, 2020	Niel Martin Nielson Release No. LR-24862 See Also: s Report and Entering Default Judgment
Aug. 4, 2020	Victor Lee Farias and Integrity Aviation & Leasing, LLC Release No. LR-24861 See Also: SEC Complaint
July 31, 2020	Complete Business Solutions Group Inc. d/b/a/ Par Funding et al. Release No. LR-24860 See Also: SEC Complaint
July 29, 2020	Kevin R. Kuhnash and Jason P. Jimerson Release No. LR-24859 See Also: SEC Complaint
July 29, 2020	Mustafa David Sayid Release No. LR-24858
July 29, 2020	Anthony Todd Johnson et al. Release No. LR-24857
July 24, 2020	Mark L. Hopkins Release No. LR-24856 See Also: SEC Complaint
July 24, 2020	Harold L. Altvater Release No. LR-24855 See Also: Final Judgment
July 20, 2020	YouPlus, Inc., et al. Release No. LR-24854 See Also: SEC Complaint
July 14, 2020	Thunderbird Power Corp., et al. Release No. LR-24853 See Also: SEC Complaint
July 10, 2020	Devere USA, Inc. Release No. LR-24852 See Also: Final Judgment - Alderson , Final Judgment - Hamilton , Administrative Proceedings Release File Number: 3-18527
July 7, 2020	Luke C. Zouvas et al. Release No. LR-24851
July 6, 2020	David Sims, et al Release No. LR-24849
July 6, 2020	Zvi Feiner, et al. Release No. LR-24848 See Also: Final Judgment
July 2, 2020	Daniel Dirk Coddington, et al. Release No. LR-24847
July 1, 2020	Matthew Benjamin and Clear Solutions Group, LLC Release No. LR-24846 See Also: SEC Complaint
July 1, 2020	Temenos Advisory, Inc., and George L. Taylor Release No. LR-24845
June 29, 2020	Daniel C. Ustian Release No. LR-24844 See Also: Order
June 24, 2020	Todd Lahr and Thomas Megas Release No. LR-24843 See Also: Final Judgment , Administrative Proceedings Release
June 23, 2020	Eran Eyal and UnitedData, Inc. d/b/a/ "Shopin, " Release No. LR-24842 See Also: Final Judgment - Eyal , Final Judgment - Shopin
June 22, 2020	Gregg D. Caplitz, et al. Release No. LR-24841
June 18, 2020	Gomes et al.; Release No. LR-24839 See Also: SEC Complaint
June 18, 2020	Vassilios Trikantzopoulos and Navis Ventures LLC Release No. LR-24840 See Also: SEC Complaint
June 17, 2020	AmTrust Financial Services, Inc. and Ronald E. Pipoly, Jr. Release No. LR-24838 See Also: SEC Complaint
June 16, 2020	Daniel Adams, Michael Flanders, Spiderworx Media LLC, and An L.A. Minute LLC Release No. LR-24837 See Also: Final Judgment - An L.A. Minute LLC , Final Judgment - Daniel Adams , Final Judgment - Michael Flanders , Final Judgment - Spiderworx Media LLC
June 15, 2020	Neil Burkholz, et al. Release No. LR-24836
June 11, 2020	Giga Entertainment Media Inc. et al. Release No. LR-24835
June 11, 2020	PowerTradersPress.com, Inc., et al. Release No. LR-24834
June 10, 2020	Dubovoy, et al. Release No. LR-24833
June 10, 2020	Jason C. Nielsen Release No. LR-24832 See Also: SEC Complaint
June 9, 2020	Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC Release No. LR-24831 See Also: SEC Complaint
June 8, 2020	Brandon E. Copeland and E.B. & Copeland Capital, Inc. Release No. LR-24830
June 7, 2020	Brenda Smith, et al. Release No. LR-24850
June 5, 2020	Daniel F. Putnam, Jean Paul Ramirez Rico, Angel A. Rodriguez, MMT Distribution, LLC, R & D Global Release No. LR-24829 See Also: SEC Complaint
June 5, 2020	Stiefel Laboratories Inc. and Charles W. Stiefel Release No. LR-24828
June 5, 2020	Tamara Steele and Steele Financial, Inc. Release No. LR-24827
June 4, 2020	Navellier & Associates, Inc., and Louis Navellier Release No. LR-24826
June 3, 2020	E*Hedge Securities, Inc., et al. Release No. LR-24825 See Also: SEC Complaint
May 26, 2020	William Sadleir Release No. LR-24824 See Also: SEC Complaint
May 26, 2020	Cash Capital, LLC, America's Strategic Ore Properties, and Robert W. Wilson Release No. LR-24823 See Also: Motion , Points and Authorities
May 22, 2020	Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC Release No. LR-24822
May 18, 2020	Paul Russell Montgomery, Jr., Michael David Fisher, James Hurst Willingham Release No. LR-24821 See Also: SEC Complaint
May 14, 2020	Turbo Global Partners, Inc. and Robert W. Singerman Release No. LR-24820 See Also: SEC Complaint
May 14, 2020	Applied BioSciences Corp. Release No. LR-24819 See Also: SEC Complaint
May 14, 2020	Ronald D. Swanson Release No. LR-24818 See Also: SEC Complaint
May 13, 2020	Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young Release No. LR-24817 See Also: SEC Complaint
May 12, 2020	Neil Burkholz, et al. Release No. LR-24816 See Also: SEC Complaint
May 12, 2020	TCA Fund Management Group Corp. and TCA Global Credit Fund GP, Ltd. Release No. LR-24815, AAER-4140
May 11, 2020	Clinton Maurice Tucker II Release No. LR-24814 See Also: SEC Complaint

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