Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Sept. 3, 2020	Phillip W. Conley Release No. LR-24885
Sept. 2, 2020	Steven M. Sexton Release No. LR-24883 See Also: SEC Complaint
Sept. 2, 2020	Gary S. Wykle and Alejandro Cortes Release No. LR-24882
Sept. 1, 2020	Matthew O. Clason Release No. LR-24881 See Also: SEC Complaint
Aug. 31, 2020	John Brian McLane, Jr. and Paul Anthony Nash Release No. LR-24880 See Also: SEC Complaint
Aug. 31, 2020	Anton Senderov & Lior Babazara Release No. LR-24879 See Also: SEC Complaint
Aug. 27, 2020	Dominic A. Tropiano Release No. LR-24878 See Also: SEC Complaint
Aug. 26, 2020	David C. Coggins, et al. Release No. LR-24877 See Also: SEC Complaint
Aug. 25, 2020	Engler, et al. Release No. LR-24874 See Also: SEC Complaint , Administrative Proceedings Release , Administrative Proceedings Release , Administrative Proceedings Release
Aug. 25, 2020	Sepehr Sarshar Release No. LR-24876 See Also: SEC Complaint
Aug. 25, 2020	Mark J. Boucher and Strategic Wealth Advisor Group Services Inc. Release No. LR-24875 See Also: SEC Complaint
Aug. 24, 2020	Minish "Joe" Hede and Kevin Graetz Release No. LR-24873 See Also: SEC Complaint
Aug. 24, 2020	RMR Asset Management Company, et al. Release No. LR-24872 See Also: SEC Complaint
Aug. 20, 2020	Ibrahim Almagarby, et al. Release No. LR-24871 See Also: Order Granting Summary Judgment
Aug. 18, 2020	Cecilia Millan and Margarita Cabrera Release No. LR-24870 See Also: SEC Complaint
Aug. 14, 2020	Mark P. Frissora Release No. LR-24869, AAER-4160 See Also: SEC Complaint
Aug. 13, 2020	Ross Barish Release No. LR-24868 See Also: SEC Complaint
Aug. 13, 2020	Sean R. Stewart et al. Release No. LR-24867
Aug. 13, 2020	Dale Tenhulzen et al. Release No. LR-24866 See Also: SEC Complaint
Aug. 11, 2020	Brendan M. Ross Release No. LR-24865 See Also: SEC Complaint
Aug. 11, 2020	Vu Anh Nguyen, et al. Release No. LR-24864 See Also: SEC Complaint
Aug. 6, 2020	Jack Brewer Release No. LR-24863 See Also: SEC Complaint
Aug. 5, 2020	Niel Martin Nielson Release No. LR-24862 See Also: s Report and Entering Default Judgment
Aug. 4, 2020	Victor Lee Farias and Integrity Aviation & Leasing, LLC Release No. LR-24861 See Also: SEC Complaint
July 31, 2020	Complete Business Solutions Group Inc. d/b/a/ Par Funding et al. Release No. LR-24860 See Also: SEC Complaint
July 29, 2020	Kevin R. Kuhnash and Jason P. Jimerson Release No. LR-24859 See Also: SEC Complaint
July 29, 2020	Mustafa David Sayid Release No. LR-24858
July 29, 2020	Anthony Todd Johnson et al. Release No. LR-24857
July 24, 2020	Mark L. Hopkins Release No. LR-24856 See Also: SEC Complaint
July 24, 2020	Harold L. Altvater Release No. LR-24855 See Also: Final Judgment
July 20, 2020	YouPlus, Inc., et al. Release No. LR-24854 See Also: SEC Complaint
July 14, 2020	Thunderbird Power Corp., et al. Release No. LR-24853 See Also: SEC Complaint
July 10, 2020	Devere USA, Inc. Release No. LR-24852 See Also: Final Judgment - Alderson , Final Judgment - Hamilton , Administrative Proceedings Release File Number: 3-18527
July 7, 2020	Luke C. Zouvas et al. Release No. LR-24851
July 6, 2020	David Sims, et al Release No. LR-24849
July 6, 2020	Zvi Feiner, et al. Release No. LR-24848 See Also: Final Judgment
July 2, 2020	Daniel Dirk Coddington, et al. Release No. LR-24847
July 1, 2020	Matthew Benjamin and Clear Solutions Group, LLC Release No. LR-24846 See Also: SEC Complaint
July 1, 2020	Temenos Advisory, Inc., and George L. Taylor Release No. LR-24845
June 29, 2020	Daniel C. Ustian Release No. LR-24844 See Also: Order
June 24, 2020	Todd Lahr and Thomas Megas Release No. LR-24843 See Also: Final Judgment , Administrative Proceedings Release
June 23, 2020	Eran Eyal and UnitedData, Inc. d/b/a/ "Shopin, " Release No. LR-24842 See Also: Final Judgment - Eyal , Final Judgment - Shopin
June 22, 2020	Gregg D. Caplitz, et al. Release No. LR-24841
June 18, 2020	Vassilios Trikantzopoulos and Navis Ventures LLC Release No. LR-24840 See Also: SEC Complaint
June 18, 2020	Gomes et al.; Release No. LR-24839 See Also: SEC Complaint
June 17, 2020	AmTrust Financial Services, Inc. and Ronald E. Pipoly, Jr. Release No. LR-24838 See Also: SEC Complaint
June 16, 2020	Daniel Adams, Michael Flanders, Spiderworx Media LLC, and An L.A. Minute LLC Release No. LR-24837 See Also: Final Judgment - An L.A. Minute LLC , Final Judgment - Daniel Adams , Final Judgment - Michael Flanders , Final Judgment - Spiderworx Media LLC
June 15, 2020	Neil Burkholz, et al. Release No. LR-24836
June 11, 2020	Giga Entertainment Media Inc. et al. Release No. LR-24835
June 11, 2020	PowerTradersPress.com, Inc., et al. Release No. LR-24834
June 10, 2020	Dubovoy, et al. Release No. LR-24833
June 10, 2020	Jason C. Nielsen Release No. LR-24832 See Also: SEC Complaint
June 9, 2020	Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC Release No. LR-24831 See Also: SEC Complaint
June 8, 2020	Brandon E. Copeland and E.B. & Copeland Capital, Inc. Release No. LR-24830
June 7, 2020	Brenda Smith, et al. Release No. LR-24850
June 5, 2020	Daniel F. Putnam, Jean Paul Ramirez Rico, Angel A. Rodriguez, MMT Distribution, LLC, R & D Global Release No. LR-24829 See Also: SEC Complaint
June 5, 2020	Stiefel Laboratories Inc. and Charles W. Stiefel Release No. LR-24828
June 5, 2020	Tamara Steele and Steele Financial, Inc. Release No. LR-24827
June 4, 2020	Navellier & Associates, Inc., and Louis Navellier Release No. LR-24826
June 3, 2020	E*Hedge Securities, Inc., et al. Release No. LR-24825 See Also: SEC Complaint
May 26, 2020	William Sadleir Release No. LR-24824 See Also: SEC Complaint
May 26, 2020	Cash Capital, LLC, America's Strategic Ore Properties, and Robert W. Wilson Release No. LR-24823 See Also: Motion , Points and Authorities
May 22, 2020	Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC Release No. LR-24822
May 18, 2020	Paul Russell Montgomery, Jr., Michael David Fisher, James Hurst Willingham Release No. LR-24821 See Also: SEC Complaint
May 14, 2020	Turbo Global Partners, Inc. and Robert W. Singerman Release No. LR-24820 See Also: SEC Complaint
May 14, 2020	Applied BioSciences Corp. Release No. LR-24819 See Also: SEC Complaint
May 14, 2020	Ronald D. Swanson Release No. LR-24818 See Also: SEC Complaint
May 13, 2020	Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young Release No. LR-24817 See Also: SEC Complaint
May 12, 2020	Neil Burkholz, et al. Release No. LR-24816 See Also: SEC Complaint
May 12, 2020	TCA Fund Management Group Corp. and TCA Global Credit Fund GP, Ltd. Release No. LR-24815, AAER-4140
May 11, 2020	Clinton Maurice Tucker II Release No. LR-24814 See Also: SEC Complaint
May 6, 2020	Damon Elliott, et al. Release No. LR-24813 See Also: SEC Complaint
May 5, 2020	Zhuobin Hong, et al. Release No. LR-24810 See Also: SEC Complaint
May 5, 2020	Lisa Bershan, Barry Schwartz, and Joel Margulies Release No. LR-24812 See Also: SEC Complaint , Final Judgment - Bershan , Final Judgment - Margulies , Final Judgment - Schwartz
May 5, 2020	CAN Capital, Inc. Release No. LR-24811 See Also: SEC Complaint
April 28, 2020	Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab Release No. LR-24809, AAER-4133 See Also: SEC Complaint
April 28, 2020	Donald J. Kellen Release No. LR-24808 See Also: SEC Complaint
April 28, 2020	Praxsyn Corporation and Frank J. Brady Release No. LR-24807 See Also: SEC Complaint
April 27, 2020	William Alfred Batchelor and John Michael Zukoski Release No. LR-24806 See Also: SEC Complaint
April 24, 2020	Aequitas Management, LLC, et al. Release No. LR-24805
April 24, 2020	Dropil, Inc., Jeremy McAlpine, Zachary Matar, and Patrick O'Hara Release No. LR-24804 See Also: SEC Complaint
April 23, 2020	Phillip Hudnall, Todd Esh, BirdDog Business Group, LLC and BirdDog Oil Equipment, LLC, Defendants and Duc "Doug" Nguyen, Brian Hudnall, DonDon, Kansas Oil Reserves, Kansas Oil Reserves 2, LLC and Phayrn Resources, Relief Defendants Release No. LR-24803 See Also: SEC Complaint
April 22, 2020	Renew Spinal Care, Inc., Laserscopic Medical Clinic, LLC, Joe Samuel Bailey, Barry Edward Mitchell, Laurence Grossnickle, and Charles Clement Goubert, Jr. Release No. LR-24802 See Also: SEC Complaint
April 22, 2020	Barry R. Bekkedam Release No. LR-24801 See Also: SEC Complaint
April 21, 2020	Steven L. Brickner Release No. LR-24800 See Also: SEC Complaint
April 17, 2020	Amir Waldman, et al. Release No. LR-24799
April 17, 2020	Phillip W. Conley Release No. LR-24798 See Also: SEC Complaint
April 16, 2020	Matthew S. Hilliard; Hilliard Oil Ventures, Inc. a/k/a Delta Western Company; Hilliard Helium Company, LLC; Hilliard Land and Energy Corp. Release No. LR-24797 See Also: SEC Complaint
April 16, 2020	Revolutionary Concepts, Inc., et al. Release No. LR-24796 See Also: Opinion and order
April 15, 2020	Joseph Fiore, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.) Release No. LR-24795 See Also: SEC Complaint
April 13, 2020	Asante K. Berko Release No. LR-24794 See Also: SEC Complaint
April 9, 2020	Ieremenko et al. Release No. LR-24793
April 8, 2020	Jeffrey D. Cordes et al. Release No. LR-24792, AAER-4121 See Also: SEC Complaint
April 8, 2020	Douglas Leighton et al. Release No. LR-24791 See Also: SEC Complaint
April 6, 2020	International Investment Group, LLC Release No. LR-24790 See Also: LLC
April 3, 2020	Engler, et al. Release No. LR-24788 See Also: SEC Complaint
April 3, 2020	Teshuater LLC, Larry Donnell Leonard, II, Shuwana Leonard, and Teshua Business Group, LLC, Defendants Release No. LR-24787 See Also: SEC Complaint
April 3, 2020	Patrick Muraca, NanoMolecularDX, LLC (a/k/a NMDX, LLC), and MetaboRX, LLC Release No. LR-24789
April 2, 2020	OwnZones Media Network, Inc., Daniel Goman, and Joseph Goman Release No. LR-24786 See Also: SEC Complaint
April 1, 2020	Jeffrey E. Wall and The Lighthouse Events, LLC Release No. LR-24785

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