Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
April 1, 2020	Jeffrey E. Wall and The Lighthouse Events, LLC Release No. LR-24785
March 30, 2020	Bryan Cohen and George Nikas Release No. LR-24784
March 26, 2020	Adam Matthew Root Release No. LR-24783 See Also: SEC Complaint
March 26, 2020	David M. Mahan Release No. LR-24782 See Also: SEC Complaint
March 25, 2020	Bernard Findley and Halitron, Inc. Release No. LR-24781 See Also: SEC Complaint
March 25, 2020	Donald H. Hunter Release No. LR-24780 See Also: SEC Complaint
March 24, 2020	Justin W. Keener d/b/a JMJ Financial Release No. LR-24779 See Also: SEC Complaint
March 24, 2020	Todd Lahr and Thomas Megas Release No. LR-24778 See Also: SEC Complaint
March 23, 2020	Joe Leland Tarver, Rock and Roll Cycles, LLC, and Cycle for Life, Inc. Release No. LR-24777 See Also: SEC Complaint
March 23, 2020	Kendricks, et al., Hamed A. Ettu Release No. LR-24776 See Also: SEC Complaint
March 20, 2020	Meta 1 Coin Trust, et al. Release No. LR-24775 See Also: SEC Complaint
March 20, 2020	Hologram USA Networks Inc. and Alkiviades ("Alki") David Release No. LR-24774
March 19, 2020	Brandon E. Copeland and E.B. & Copeland Capital, Inc. Release No. LR-24773 See Also: SEC Complaint
March 19, 2020	Scott O. Hirsch and Kenneth L. Friedman Release No. LR-24772 See Also: SEC Complaint
March 16, 2020	Denis Georgiyevich Sotnikov, et al. Release No. LR-24770 See Also: SEC Complaint
March 16, 2020	Barry Honig, et al. Release No. LR-24771 See Also: SEC Complaint
March 13, 2020	Stacey Beane, Justin Deckert and Travis Laska Release No. LR-24769 See Also: SEC Complaint
March 13, 2020	Bradley C. Reifler, et. al. Release No. LR-24768 See Also: SEC Complaint
March 11, 2020	Kinetic Investment Group, LLC, et al. Release No. LR-24767 See Also: SEC Complaint
March 11, 2020	PTG Capital Partners, Ltd. Release No. LR-24766 See Also: Default Judgment of Defendant Nedko Nedev , Final Judgment as to Defendant Strategic Capital Partners Muster Limited , Inc.
March 11, 2020	Barry Honig, et al. Release No. LR-24765
March 11, 2020	E. Herbert Hafen Release No. LR-24764
March 10, 2020	ICOBox, et al. Release No. LR-24763 See Also: SEC Complaint
March 6, 2020	Todays Growth Consultant Inc. and Kenneth D. Courtright, III Release No. LR-24760
March 6, 2020	David G. Dreslin, et al. Release No. LR-24762
March 6, 2020	Tomer Feingold and Dov Malnik Release No. LR-24761 See Also: SEC Complaint
March 5, 2020	Brook Church-Koegel, et al. Release No. LR-24759 See Also: SEC Complaint
March 5, 2020	Ira S. Viener Release No. LR-24758
March 3, 2020	Michael Staisil Release No. LR-24757
March 2, 2020	Donald J. Fowler, et al. Release No. LR-24756 See Also: Opinion and order
March 2, 2020	Neil Burkholz, et al. Release No. LR-24755
March 2, 2020	Bongiorno, Arthur Release No. LR-24754 See Also: SEC Complaint
March 2, 2020	Daniel C. Ustian Release No. LR-24753
Feb. 28, 2020	PixarBio Corp. et al. Release No. LR-24752
Feb. 28, 2020	Bradley Davis Release No. LR-24750 See Also: SEC Complaint
Feb. 27, 2020	Nicholas Lattanzio et al. Release No. LR-24749 See Also: SEC Complaint , Final Judgment - Lattanzio
Feb. 27, 2020	SCANA Corporation, et al. Release No. LR-24751 See Also: SEC Complaint
Feb. 26, 2020	John D. Fierro and JDF Capital, Inc. Release No. LR-24748 See Also: SEC Complaint
Feb. 26, 2020	Dionne Van Zyl Release No. LR-24747 See Also: SEC Complaint
Feb. 21, 2020	Kit Mun Chan, Lau Kean Chong, Chong Poui Fan, Binji Lu, and Youn Chien Wong Release No. LR-24746
Feb. 20, 2020	Emmanuel Kouyoumdjian (a/k/a "Manny K") Release No. LR-24745 See Also: SEC Complaint
Feb. 20, 2020	Navellier & Associates, Inc., and Louis Navellier Release No. LR-24744 See Also: SEC Complaint
Feb. 20, 2020	Richard Lee, et al. Release No. LR-24743
Feb. 20, 2020	Jon L. Aronson and Elliet N. Aronson Release No. LR-24742 See Also: SEC Complaint
Feb. 20, 2020	Winston Reed Investments LLC Release No. LR-24741 See Also: SEC Complaint
Feb. 18, 2020	EquiAlt LLC et al. Release No. LR-24740
Feb. 18, 2020	Richard G. Cody, et al. Release No. LR-24739
Feb. 13, 2020	Criterion Wealth Management Insurance Services, Inc., Robert Allen Gravette, and Mark Andrew MacArthur Release No. LR-24738 See Also: SEC Complaint
Feb. 11, 2020	Michael Ackerman Release No. LR-24737 See Also: SEC Complaint
Feb. 11, 2020	The Nutmeg Group LLC, Randall Goulding, and David Goulding Release No. LR-24736
Feb. 11, 2020	Rishi Shah, Shradha Agarwal, Brad Purdy and Ashik Desai Release No. LR-24735 See Also: SEC Complaint
Feb. 10, 2020	Timothy W. Crawford, et al. Release No. LR-24734
Feb. 5, 2020	Charlie Jinan Chen and Shui Foon Mok Release No. LR-24733
Jan. 31, 2020	Bill Tsai Release No. LR-24732
Jan. 31, 2020	Michael Douglas Billings and MDB Group, LLC Release No. LR-24731 See Also: SEC Complaint
Jan. 31, 2020	Alex C. Procopio, Mark S. Zouvas, and Christian R. Hansen Release No. LR-24730 See Also: SEC Complaint
Jan. 31, 2020	Philip E. Riehl Release No. LR-24728 See Also: SEC Complaint
Jan. 31, 2020	DFRF Enterprises LLC, et al. Release No. LR-24729
Jan. 29, 2020	Eric T. Landis et al. Release No. LR-24727
Jan. 28, 2020	Edward E. Matthes Release No. LR-24726 See Also: SEC Complaint
Jan. 27, 2020	David Aubel and Robert Raffa Release No. LR-24725
Jan. 24, 2020	Jeffrey P. Carpoff and Paulette Carpoff Release No. LR-24724 See Also: SEC Complaint
Jan. 21, 2020	Sergii "Sergey" Grybniak, Opporty International, Inc., and Clever Solution Inc. Release No. LR-24723 See Also: SEC Complaint
Jan. 21, 2020	Guy Scott Griffithe, Robert William Russell, Renewable Technologies Solution, Inc., Green Acres Pharms, LLC, and SMRB, Defendants, and Sonja Marie Russell, Relief Defendant Release No. LR-24722 See Also: SEC Complaint
Jan. 17, 2020	Daniel Markel Release No. LR-24721 See Also: SEC Complaint
Jan. 17, 2020	Hill International, Inc. et al. Release No. LR-24720 See Also: SEC Complaint
Jan. 16, 2020	Allan L. Lundervold Release No. LR-24719 See Also: SEC Complaint
Jan. 16, 2020	Drake et al., Messier et al., Brooks Release No. LR-24718 See Also: and David Alan Wolfson , SEC Complaint against Thomas Troy Brooks , and SEC Complaint against Scott Charles Messier and Jay Zola Scoratow
Jan. 15, 2020	Todays Growth Consultant Inc. and Kenneth D. Courtright, III Release No. LR-24717 See Also: SEC Complaint
Jan. 14, 2020	Lidingo Holdings, LLC, et al. Release No. LR-24716 See Also: Final Judgment - Bjorlin , Final Judgment - Hodge , Final Judgment - Nichols
Jan. 14, 2020	Diane D. Dalmy et al. Release No. LR-24715 See Also: Amended Final Judgment - Dalmy
Jan. 13, 2020	Michael B. Rothenberg Release No. LR-24714
Jan. 13, 2020	Robert O. Carr and Katherine M. Hanratty Release No. LR-24713
Jan. 10, 2020	Bajic et al., Ciapala et al. Release No. LR-24712 See Also: SEC Complaint-Ciapala et al. , SEC Complaint-Bajic et al.
Jan. 8, 2020	Donald G. Blakstad Release No. LR-24711 See Also: SEC Complaint
Jan. 8, 2020	ARO Equity, LCC et al. Release No. LR-24710 See Also: Amended SEC Complaint
Jan. 7, 2020	Jay Costa Kelter Release No. LR-24709 See Also: SEC Complaint
Jan. 7, 2020	Edward Espinal and Cash Flow Partners, LLC Release No. LR-24708 See Also: SEC Complaint
Jan. 6, 2020	Steven A. Schwartz Release No. LR-24707 See Also: SEC Complaint
Jan. 3, 2020	Longfin Corp. and Venkata S. Meenavalli Release No. LR-24706
Jan. 3, 2020	Ulrik Debo Release No. LR-24705 See Also: SEC Complaint
Jan. 2, 2020	Pinto-Thomaz, et al. Release No. LR-24704
Jan. 2, 2020	James V. Mazzo, et al. Release No. LR-24703
Jan. 2, 2020	Benjamin Mekawy and Alan D. Seidel Release No. LR-24702 See Also: SEC Complaint
Dec. 30, 2019	Timothy J. Atkinson, et al. Release No. LR-24701
Dec. 26, 2019	Navnoor S. Kang, Gregg Z. Schonhorn, and Deborah D. Kelley Release No. LR-24700
Dec. 23, 2019	Thomas J. Connerton and Safety Technologies LLC Release No. LR-24699
Dec. 23, 2019	Amir Waldman, et al. Release No. LR-24698
Dec. 20, 2019	S. Paul Kelley, et al. Release No. LR-24696
Dec. 20, 2019	Keith Springer and Springer Investment Management, Inc. dba Springer Financial Advisors Release No. LR-24695 See Also: SEC Complaint
Dec. 20, 2019	Songjiang Wang Release No. LR-24697 See Also: SEC Complaint Against Songjiang Wang , SEC Complaint Against Schultz Chan
Dec. 18, 2019	Sam A. Antar Release No. LR-24694 See Also: SEC Complaint
Dec. 18, 2019	Janardhan Nellore et al. Release No. LR-24693 See Also: SEC Complaint
Dec. 18, 2019	Robert A. Karmann Release No. LR-24692 See Also: SEC Complaint
Dec. 16, 2019	Suneet Singal, First Capital Real Estate Investments LLC, First Capital Real Estate Advisors LP, and First Capital Real Estate Trust Inc. Release No. LR-24691 See Also: SEC Complaint
Dec. 12, 2019	John Special, Defendant, and Michael Murphy, Relief Defendant, John Kenneth Davidson Release No. LR-24690 See Also: SEC Complaint - Special , SEC Complaint - Davidson
Dec. 11, 2019	Palm Beach Atlantic Financial Group, LLC and William A. Smith Release No. LR-24689 See Also: SEC Complaint
Dec. 11, 2019	Nanotech Engineering, Inc., Michael James Sweaney (also known as Michael Hatton), David Sweaney, and Jeffery Gange Release No. LR-24688 See Also: SEC Complaint
Dec. 10, 2019	Christopher Collins, et al. Release No. LR-24687
Dec. 10, 2019	Harpreet Grewal Release No. LR-24686

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