Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
July 30, 1996	Bernard F. Bradstreet and Thomas E. Campbell Release No. LR-14992
July 24, 1996	Frank Duca Release No. LR-14990
July 23, 1996	John A. Prevost and Patricia O'Connell Release No. LR-14989
July 23, 1996	Robert N. Taylor Release No. LR-14988
July 23, 1996	A.R. Baron & Co. Inc., Andrew E. Bressman and Roman Okin Release No. LR-14987 File Number: 3-9010
July 22, 1996	The Hallwood Group Incorporated and Anthony J.Gumbiner Release No. LR-14986
July 19, 1996	Joseph V. Cusenza Release No. LR-14985
July 18, 1996	Peter C. Tosto Release No. LR-14984
July 18, 1996	Hugo Aldo Sallustro, Anna Baroni, and Ferrucio Camponovo Release No. LR-14982
July 16, 1996	Patrick R. Bennett Release No. LR-14991
July 16, 1996	Earl V. Young, and Automated Telephone Management Systems, Inc. Release No. LR-14981
July 12, 1996	Richard Jenkins Release No. LR-14980
July 11, 1996	Comparator Systems Corporation, Robert Reed Rogers, and Gregory Armijo Release No. LR-14979
July 10, 1996	A.R. Baron & Co. Inc., Andrew E. Bressman and Roman Okin Release No. LR-14978 File Number: 3-9010
July 10, 1996	Fenchurch Capital Management, Ltd. Release No. LR-14977
July 9, 1996	Shimon Gibori Release No. LR-14976
July 9, 1996	Richard M. Lambert Release No. LR-14975
July 9, 1996	Harvey P. Tabb, Donald R. Golan, American Ticketing Systems, Inc., Business Investment Group, Inc. and Socal Ameritix Limited Partnership Release No. LR-14974
July 9, 1996	Mobile Services International, Corp. James C. Cobban, James M. Robinson and Jonathan D. Bennett Release No. LR-14973
July 8, 1996	Milan International, Ltd., Milan National Corporation, Leona Enterprises, Inc., Standard Investment Holdings, Inc. and Eurobanc, Ltd. Release No. LR-14972
July 8, 1996	Joseph Brooks Release No. LR-14971
July 3, 1996	James G. Freeman Release No. LR-14970
July 2, 1996	Douglas Laughlin and George Alma Release No. LR-14969
June 28, 1996	Raymond C. Gross Release No. LR-14968
June 28, 1996	William F. Kane Release No. LR-14967
June 27, 1996	First Financial Acceptance Company, Inc., Richard W. Brown and Robert I. Wilson Release No. LR-14966
June 27, 1996	Frank J. Custable, Jr. and F.C. Financial Corporation Release No. LR-14965 File Number: 94C-3755
June 26, 1996	Gerard A. Lyons Release No. LR-14964
June 25, 1996	Myron Barry Michaels and Holly S. Michaels Release No. LR-14963
June 25, 1996	Independence Asset Management and Peter T. Jones Release No. LR-14962
June 25, 1996	Jeffrey H. Reynolds, III Release No. LR-14961
June 25, 1996	James Russell Cleveland and d/b/a Central Texas Securities Release No. LR-14960
June 24, 1996	McDonnell Douglas Corporation Release No. LR-14958
June 24, 1996	Montgomery Medical Ventures, L.P. Release No. LR-14959
June 20, 1996	Gerard A. Spartaro Release No. LR-14957
June 20, 1996	John O'Brien Release No. LR-14956
June 20, 1996	Vincent F. Cestaro Release No. LR-14955
June 20, 1996	Jacob H. Rivers Release No. LR-14954
June 19, 1996	Donald Dickerson Release No. LR-14953
June 19, 1996	Pierce Lowery, Jr. and Richard Estrin Release No. LR-14952
June 19, 1996	James P. McLaughlin Release No. LR-14951
June 19, 1996	William P. Dillon Release No. LR-14950
June 19, 1996	Oscar William Olson, Jr Release No. LR-14949
June 18, 1996	Sandee Russell Release No. LR-14948
June 12, 1996	Network Equipment Technologies, Inc. Release No. LR-14946
June 11, 1996	Michael Cunningham, Arthur Taylor and Robert Urbine Release No. LR-14945
June 11, 1996	David Stuart Zuckerman Release No. LR-14944
June 11, 1996	Stanley J. Wasserman Release No. LR-14943
June 11, 1996	Michael J. Tidd and Jeffrey L. Punzel Release No. LR-14942
June 10, 1996	James F. Stewart Release No. LR-14941
June 10, 1996	Ronald A. Cohen Release No. LR-14940
June 7, 1996	David W. Granston Release No. LR-14939
June 6, 1996	Michael Hansen, William Straughan and Lionel Reifler Release No. LR-14935
June 6, 1996	Kevin P. Chapman Release No. LR-14934
June 6, 1996	Timothy J. Moriarty Release No. LR-14933
June 6, 1996	James M. League, Jr. Release No. LR-14932
June 6, 1996	Joseph C. Palmisano Release No. LR-14938
June 6, 1996	Daniel L. Osborn Release No. LR-14937
June 6, 1996	George Ronkin and Janet Ronkin Release No. LR-14936
June 5, 1996	Cathleen M. Kane, Gary L. Kane, Kevin Sakser, Alan Whiteside, and Joshua A. Alvarez Release No. LR-14931
June 3, 1996	Russell W. Brown Release No. LR-14929
June 3, 1996	Irving N. Boren Release No. LR-14928
June 2, 1996	Michael J. Fousse Release No. LR-14930
May 31, 1996	William J. Campbell Release No. LR-14925
May 31, 1996	Keypoint Financial Corporation and Michael Warren Release No. LR-14924
May 31, 1996	Comparator Systems Corporation, Robert Reed Rogers, Gregory Armijo, Scott Hitt Release No. LR-14927
May 31, 1996	John Acord and Douglas H. Kennett Release No. LR-14926
May 29, 1996	Douglas R. Damon, Robert M. Davis and Kenneth C. Kolovitz Release No. LR-15356
May 29, 1996	Nir Kantor Release No. LR-14923
May 29, 1996	Rand Instrument Corporation, Alan E. Rand Release No. LR-14922
May 29, 1996	Danny Sterk Release No. LR-14921
May 24, 1996	Churchill Securities, Inc., Churchill Mortgage Investment Corp. and Gerald P. Hirsch Release No. LR-14920
May 23, 1996	James Russell Cleveland Release No. LR-14919
May 23, 1996	Morris F. Baughman Release No. LR-14918
May 23, 1996	Benjamin Rex Moses Release No. LR-14917
May 22, 1996	Kevin P. Sisti Release No. LR-14916
May 21, 1996	Mary S. Pate Release No. LR-14915
May 21, 1996	Wilkins McNair, Jr. Release No. LR-14914
May 17, 1996	Robert L. Citron and Matthew R. Raabe Release No. LR-14913
May 16, 1996	Melvin H. Cox Release No. LR-14912
May 14, 1996	Eric Rosenfeld Release No. LR-14911
May 13, 1996	Oscar William Olson, Jr. Release No. LR-14910
May 13, 1996	Dan Stuart Release No. LR-14909
May 13, 1996	Randall E. Bradbury, The Bradbury Financial Group Inc., TBFG International, Ltd. Release No. LR-14908
May 10, 1996	Thaddeus E. Watley, a/k/a Ted Watley, Power 2000 and Ted's Neutral Corner, Inc. Release No. LR-14907
May 9, 1996	Kathleen Lane, James Propp, Paul Tsang, Robert Guerin, Luther Knox and Julie Propp Release No. LR-14906
May 8, 1996	Robert Rogoff Release No. LR-14904
May 7, 1996	Future Vision Direct Marketing, Inc., Eastern Coordinated Financial, Philip Forma, James Barschow, Bruce Schroeder, Joseph Glenski, Alan Herr, Herbert Herr, Stanley Mindel,Frank Cardell, Thomas Ehrlich, Pacific Wireless Communications, Inc., Nationwide Wireless Corporation, Ronald H. Michel, StevenRegan, William Richard Horne, Daniel Kelly, and Philip J.Caratozzolo Release No. LR-14903
May 6, 1996	Patrick J. McEnany and Royce Laboratories, Inc. Release No. LR-14902
May 6, 1996	Arthur S. Feher Release No. LR-14901
May 3, 1996	Steven McMichael, Robert J. Maietta, Edward C.Farni, Arthur J. Petrie, Douglas C. Selander, Dale E. Barlage and Stephen D. Gellas Release No. LR-14900
May 2, 1996	Raejean S. Bonham, World Plus, Inc. and Atlantic Pacific Funding Corporation Release No. LR-14899
May 2, 1996	Timax I General Partnership, FMJ Financial Group,Inc., Norman J. Follis, Andrei S. Melchner, Allan R. Jamison and Intervise, Inc. Release No. LR-14898
May 1, 1996	Robert N. Taylor Release No. LR-14897
May 1, 1996	Thaddeus E. Watley and Ted Watley Release No. LR-14896
April 29, 1996	Thomas J. Maccormack Release No. LR-14895 File Number: 3-8993
April 26, 1996	Cayman Resources Corporation Release No. LR-14894
April 25, 1996	Lazare Industries, Inc. and Richard J. Harley Release No. LR-14893
April 25, 1996	Michael Lombardo, Bradley Turner, I.B.T. FinancialGroup, Inc., David Munoz, Premier Capital Investments & J.R. Munoz Release No. LR-14892
April 25, 1996	James Frith and Chicago Partnership Board, Inc., Defendants and Adbot, Inc., Relief Defendant Release No. LR-14891

Rules & Regulations

Enforcement & Litigation

Compliance

Litigation Releases

More in this Section

Litigation Releases