Administrative Proceeding File No. 3-17818

Respondents

GL Capital Partners, LLC
Release Date Release Number Other Release Numbers Name of Document
1347 Initial Decision On Default
AP-6340 Order Finding Service and Directing Respondents to Show Cause
AP-6036 Order Following Reassignment
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
AP-5500 Order Ratifying Prior Actions
AP-5291 Notice to the Parties and Order Following Remand
1149 Initial Decision of Default
AP-4719 Order to Show Cause
AP-4690 Order Scheduling Prehearing Conference
AP-4633 Order Regarding Service
AP-4614 Order Postponing Hearing
AP-4609 Order Consolidating Proceedings And Designating Presiding Judge
AP-4572 Order Scheduling Hearing and Designating Presiding Judge
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Motion for Default and For Sanctions; Brief in Support; and Declaration of Kathleen Shields ISO Division of Enforcement's Motion for Default and Sanctions
Letter dated 1/3/18 from Division of Enforcement to ALJ Requesting that He Ratify all Prior Actions Made in this Proceeding, with Proposed Order
Initial Decision of Default
Initial Decision On Default
Order Instituting Administrative Proceedings Pursuant to Section 203(e) of the Investment Advisers Act of 1940 and Notice of Hearing
Order Instituting Administrative Proceedings Pursuant to Section 203(e) of the Investment Advisers Act of 1940 and Notice of Hearing
Notice That Initial Decision Has Become Final
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Consolidating Proceedings And Designating Presiding Judge
Order Postponing Hearing
Order Regarding Service
Order Scheduling Prehearing Conference
Order to Show Cause
Notice to the Parties and Order Following Remand
Order Ratifying Prior Actions
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order Following Reassignment
Order Finding Service and Directing Respondents to Show Cause

Documents