Administrative Proceeding File No. 3-16311

Respondents

Reliance Financial Advisors, LLC Dembski, Timothy S. Grenda, Walter F., Jr.
Release Date Release Number Other Release Numbers Name of Document
34-91793 Order Appointing Tax Administrator
33-10326
  • 34-80306
  • IA-4671
  • IC-32575
 Opinion of the Commission
33-10044
  • 34-77201
  • IA-4336
  • IC-31999
 Order Granting Petition for Review and Scheduling Briefs
941 Initial Decision as to Timothy S. Dembski
33-9958
  • 34-76067
  • IA-4214
  • IC-31857
 Order Granting Extension
AP-3108 Protective Order
AP-3074 Motion to the Commission for Extension
33-9872
  • 34-75577
  • IA-4152
  • IC-31730
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 as to Reliance Financial Advisors, LLC and Walter F. Grenda, Jr.
AP-2944 Stay Order
AP-2934 Order Scheduling Hearing
AP-2937 Notice of Hearing Location
AP-2914 Order Lifting Stay, Scheduling Hearing, and Setting Prehearing Deadlines
AP-2853 Order
AP-2815 Order Granting Motion to Correct Hearing Transcript
AP-2816 Order
AP-2805 Order Extending Stay Order and Admitting Exhibit
AP-2792 Order Extending Deadline to File Stipulations as to Proposed Findings of Fact and Conclusions of Law
AP-2792 Order Extending Deadline to File Stipulations as to Proposed Findings of Fact and Conclusions of Law
AP-2778 Order Extending Deadline to File Stipulations or Motions Regarding Transcript Corrections
AP-2708 Post-Hearing Order
AP-2646 Order
AP-2641 Stay Order
AP-2627 Order Following Prehearing Conference
AP-2612 Order Regarding Respondent Dembski's Advice of Counsel Defense
AP-2603 Order Regarding Compliance with U.S. Court of Appeals for the Second Circuit Courtroom Requirements
AP-2606 Order Regarding Respondent Dembski's Advice of Counsel Defense and Opposition to Motions in Limine
AP-2601 Order Regarding Testimony
AP-2583 Order Regarding Testimony
AP-2578 Order Regarding Motions in Limine
AP-2562 Order Regarding Exhibit Lists
AP-2553 Order Extending Prehearing Deadlines
AP-2537 Notice of Hearing Location
AP-2346 Order Regarding Expert Disclosures
AP-2243 Order to Show Cause
AP-2205 Order
AP-2168 Order Postponing Hearings
AP-2120 Order Scheduling Hearing and Designating Presiding Judge
33-9686
  • 34-73801
  • IA-3976
  • IC-31367
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Release Date Release Number Other Release Numbers Name of Document
Letter of 12/23/14 to ALJ Patil from Division of Enforcement Atty Birnbaum Requesting That Hearings Be Converted to One Combined Telephonic Prehearing Scheduling Conference On 1/8/15 At 9:30 Am in Ny, Ny, Reps. Stephan and Dembski Join In. Request
Answer and Affirmative Defenses of Respondent Timothy Dembski
Letter of 1/9/15 to Alj Patil from Division Making Joint Request for Consolidated Hearings in 3-16311 and 3-16312 with a Proposed Schedule (Respondent Grenda . Made No Response & Respondent Dembski Reserved Right to Move for Severance)
Respondents Reliance Financial Advisors, LLC and Grenda's Answer and Affirmative Defenses
Letter of 2/20/15 from the Division to ALJ Patil Seeking Clarification of the Court's 1/9/15 Order as It Pertains to Expert Reports. the Division Notes Order Does Not Address Deadline and Proposes for All Parties to Exchange Expert Reports by 4/15/15
Division of Enforcement's Expert Witness Disclosure
Order Regarding Motions in Limine
Division of Enforcement's Prehearing Brief
Division of Enforcement's Post Hearing Brief as to Respondent Dembski
Division of Enforcement's Post Hearing Brief Seeking Relief Against Respondent Stephan
Division of Enforcement's Proposed Findings of Fact and Conclusions of Law. (as to Respondent Stephan)
Respondent Stephan's Post Hearing Brief
Division of Enforcement's Response to Respondent Dembski's Post-Hearing Memorandum
Division of Enforcement's Brief Response to Respondent Stephan's Post-Hearing Memorandum
Division of Enforcement's Response to Respondent Dembski's Proposed Findings of Facts
Respondent Dembski's Petition for Review
Respondent Dembski's Brief in Support of Petition for Review
Division of Enforcement's Brief in Opposition to Respondent Dembski's Petition for Review of the Initial Decision
Respondent Dembski's Motion to Adduce Additional Evidence
Initial Decision as to Timothy S. Dembski
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Opinion of the Commission
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 as to Reliance Financial Advisors, LLC and Walter F. Grenda, Jr.
Order Appointing Tax Administrator
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearings
Order
Order to Show Cause
Order Regarding Expert Disclosures
Notice of Hearing Location
Order Extending Prehearing Deadlines
Order Regarding Exhibit Lists
Order Regarding Motions in Limine
Order Regarding Testimony
Order Regarding Testimony
Order Regarding Respondent Dembski's Advice of Counsel Defense and Opposition to Motions in Limine
Order Regarding Compliance with U.S. Court of Appeals for the Second Circuit Courtroom Requirements
Order Regarding Respondent Dembski's Advice of Counsel Defense
Order Following Prehearing Conference
Stay Order
Order
Post-Hearing Order
Order Extending Deadline to File Stipulations or Motions Regarding Transcript Corrections
Order Extending Deadline to File Stipulations as to Proposed Findings of Fact and Conclusions of Law
Order Extending Stay Order and Admitting Exhibit
Order
Order Granting Motion to Correct Hearing Transcript
Order
Order Lifting Stay, Scheduling Hearing, and Setting Prehearing Deadlines
Notice of Hearing Location
Order Scheduling Hearing
Stay Order
Motion to the Commission for Extension
Protective Order
Order Granting Petition for Review and Scheduling Briefs
Order Granting Extension

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