Administrative Proceeding File No. 3-16293

Respondents

Bebo, Laurie Buono, John, CPA
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Release Date Release Number Other Release Numbers Name of Document
33-11198
  • 34-97640
  • IA-6323
  • IC-34933
  • AAER-4413
 Order Dismissing Proceedings
34-97315 Order Extending Time to Issue Decision
34-96671 Order Extending Time to Issue Decision
34-96092 Order Extending Time to Issue Decision
34-95308 Order Regarding Service
34-95195 Order Granting Leave to File Additional Briefs
34-94740 Order Extending Time to Issue Decision
34-93984 Order Extending Time to Issue Decision
34-91768 Corrected Extension Order
34-90979 Order Granting Petition for Review and Scheduling Briefs
1401 Initial Decision as to Laurie Bebo
AP-6775 Order Regarding Supplemental Briefing
AP-6770 Order Extending Deadline for Issuance of Initial Decision
AP-6731 Order Following Oral Argument
AP-6711 Order Scheduling Oral Argument
AP-6704 Order On Further Proceedings
AP-6702 Order Denying Respondent's Motion to Strike
AP-6684 Order Redesignating Presiding Judge
AP-6664 Order
AP-6642 Order
AP-6606 Order
AP-6607 Order
AP-6595 Order
AP-6571 Order
AP-6516 Order
AP-6478 Order
AP-6470 Order
AP-6468 Order
AP-6412 Order
AP-6364 Order
AP-6128 Order
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
34-83150 Supplemental Briefing Order
AP-5615 Order Ratifying Actions
AP-5436 Order On Ratification Letter
AP-5381 Order Following Telephonic Conference
AP-5340 Order Rescheduling Conference
AP-5298 Order Following Remand and Scheduling Conference
34-77204 Order Partially Granting Motion for a Protective Order
34-77163 Order Striking Respondent's "Offer of Proof"
34-76773 Extension Order
34-76592 Order Granting Petition for Review and Scheduling Briefs
34-76216 Extension Order
893 Initial Decision
AP-3053 Order Regarding Exhibits
AP-2866 Revised Post-Hearing Scheduling Order
AP-2851 Post-Hearing Scheduling Order
AP-2839 Order Unsealing Offer of Proof
AP-2801 Protective Order
AP-2804 Order
AP-2791 Order Scheduling Telephonic Conference
AP-2768 Order Sealing Filings
AP-2756 Notice of Hearing Location
AP-2733 Laurie Bebo and John Buono, CPA
AP-2697 Notice of Hearing Location
AP-2677 Protective Order
AP-2664 Scheduling Order
AP-2518 Order Denying Certain Motions in Limine
AP-2505 Order Denying Renewed Motion for Relief from Rule 360(a)(2) Presumptive Hearing Schedule
AP-2510 Order On Respondent's Motion for Declaratory and Injunctive Relief for Constitutional Violations and Request for Leave to File Overlength Motion
AP-2490 Order Denying Motion to Compel and Granting in Part Motion in Limine
AP-2439 Order Canceling Prehearing Conference
AP-2410 Order On Motion to Modify Subpoena
AP-2384 Order On Motions to Quash Subpoenas
AP-2375 Order Denying Motion for Leave to File Reply
AP-2343 Order On Unopposed Motion
AP-2298 Order On Unopposed Motion
AP-2300 Order On Unopposed Motion
AP-2290 Order Granting Motion to Introduce Prior Sworn Statements
34-74177
  • AAER-3624
 Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against John Buono Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
AP-2247 Order On Request for Issuance of Subpoenas
AP-2236 Order Setting Hearing Location
AP-2221 Order Regarding Subpoenas to Produce
AP-2208 Prehearing Scheduling Order
AP-2183 General Prehearing Order
AP-2180 Order
AP-2149 Order Staying Proceeding as to John Buono, CPA
AP-2140 Order Postponing Hearing, Scheduling Prehearing Conference, and Extending Time to File Answer
AP-2086 Order Scheduling Hearing and Designating Presiding Judge
34-73722 Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Release Date Release Number Other Release Numbers Name of Document
Letter of 1/12/15 to ALJ Elliot from Division of Enforcement with Agreement to Prehearing and Hearing Schedule
Division of Enforcement's Response to the Court's Order Regarding Subpoenas to Produce
Respondent Laurie Bebo's Request for Issuance of Subpoena Duces Tecum to Produce Documents
Respondent Laurie Bebo's Submission in Response to Division of Enforcement's Position Regarding Her Request for Subpoenas
Division of Enforcement's Request for Issuance of Subpoenas
Stipulation Regarding Service of Order Instituting Proceedings
Joint Motion to Postpone the Hearing Date and Schedule a Telephonic Prehearing Conference
Joint Motion to Stay Proceedings, as to Buono, Pending Commission Consideration of Buono's Offer of Settlement
Respondent Laurie Bebo's Prehearing Conference Submission Regarding the Necessity for Relief from Rule 360(b) Presumptive Hearing Schedule
Respondent Bebo's Answer and Affirmative Defenses to OIP and Cease-and-Desist Proceedings Pursuant to Secs. 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Division of Enforcement's Motion to Introduce Prior Sworn Statements of ALC Personnel Included in Covenant Calculations
Notices of Appearances of Benjamin J. Hanauer, Eric M. Phillips, and Scott B. Tandy and Certificate of Service
Respondent Bebo's Brief in Opposition to the Division of Enforcement's Motion to Introduce Prior Sworn Statements of Alc Personnel Included in Covenant Calculations
Respondent Bebo's Request for Issuance of Supplemental Subpoenas Duces Tecum
Division of Enforcement's Reply ISO Its Motion to Introduce Prior Sworn Statements of Alc Personnel Included in Covenant Calculations
Assisted Living Concepts, LLC's Motion to Quash or Modify Respondent's Subpoenas for Documents
Milbank Tweed Hadley & McCloy LLP's Motion to Quash Non-Party Subpoena Duces Tecum Issued At the Request of Respondent Bebo
Respondent Laurie Bebo's Response to Milbank Tweed Hadley & McCloy LLP's Motion to Quash Respondenrs Subpoena for Documents
Milbank Tweed Hadley & McCloy LLP's Motion for Leave to File a Reply in Further Support of Its Motion to Quash Non-Party Subpoena Duces Tecum
Bebo's Response to Ventas's Motion to Modify the Supoena
Affidavit of Ryan S. Stippich in Support of Respondent Bebo's Response to Ventas's Motion to Modify the Subpoena
Non-Party Ventas's Motion to Modify Subpoena
Expert Report of David H. Martin
Expert Report of David C. Smith, Ph.D.
Expert Report of John Durso
Division of Enforcement's List of Potential Witnesses, and the Preliminary Report of John Barron, CPA, CFE
Respondent Bebo's Amended Witness List
Division of Enforcement's Motion to Introduce Prior Sworn Statements of Two Members of ALC's Board of Directors Who Reside Outside of Tha United States
The Division of Enforcement's Prehearing Brief
Respondent Laurie Bebo's Prehearing Brief
Respondent Laurie Bebo's Motion for Declaratory and Injunctive Relief for Constitutional Violations
Division of Enforcement's Post-Hearing Brief
Respondent Bebo's Post-Hearing Brief
Division of Enforcement's Post-Hearing Reply Brief
Respondent Bebo's Reply to the Division of Enforcement's Post-Hearing Brief
Respondent Bebe's Petition For Review of the Initial Decision
Respondent Bebo's Opening Brief in Support of Her Appeal to the Commission
Letter dated 1/5/18 to ALJ from Division of Enforcement requesting ratification of previous decisions issued, with proposed Ratification Order
Respondent Bebo's Brief in Response to the Commission's Nov. 30, 2017 Order
Division of Enforcement's Response to Respondent Bebo's Brief in Response to the Commission's Nov. 30, 2017 Order
Respondent Laurie Bebo's Supplemental Petition for Review of the ALJ's Order Ratifying Actions
Respondent Bebo's Brief in Response to the Commission's May 1, 2018 Order
Division of Enforcement's Brief in Opposition to Respondent Bebo's appeal of the ALJ's Order Ratifying Actions
Division of Enforcement's Response in Opposition to Respondent Laurie Bebo's Brief in Response tothe Commission's May 1, 2018 Order
Respondent Laurie Bebo's Brief in Response to the Division of Enforcement's Opposition to her appeal of the ALJ's Order Ratifying Actions (Fax copy; Hard copy rcvd 6/15/18)
Respondent's Motion for Summary Disposition for Constitutional Violations and Certificate of Service
Division of Enforcement's Opposition to Respondent Laurie Bebe's Motion for Summary Disposition
Respondent Laurie Bebo's Reply Brief ISO Her Motion for Summary Disposition for Constitution Violations
Respondent Laurie Bebe's Supplemental Post-Hearing Brief; and Declaration of Hirschfeld
The Division of Enforcement's Supplemental Post-Hearing Response Brief
Respondent' Laurie Bebo's Supplemental Post Hearing Brief
The Division of Enforcement's Response to February 10 Order
Respondent' Laurie Bebo's Submission Pursuant to February 10 Order and Response to Division of Enforcement's February 14 Letter
Division of Enforcement Letter in reply to Respondent Laurie Bebo's February 24, 2020 letter
Division of Enforcement's Brief in Opposition to Respondent's Appeal of Initial Decision
Respondent's Reply Brief in Support of Appeal of Initial Decision
Email from ALJ to the parties regarding supplemental authority
Letter dated 7-8-20 from Division of Enforcement to ALJ in response to ALJ's email of 6-24-20
Letter dated 7-8-20 from counsel for Respondent Laurie Bebo to ALJ in response to ALJ's email of 6-24-20
Division of Enforcement’s Letter in Response to ALJ’s July 15, 2020, Order
Respondent Laurie Bebo's Petition for Review of the Initial Decision
Respondent Laurie Bebo's Opening Brief in Support of Her Appeal to the Commission
Respondent's Motion for Oral Argument with Certificate of Service
Division of Enforcement's Brief in Opposition to Respondent Laurie Bebo's Appeal of the Initial Decision
Respondent Laurie Bebo's Reply Brief ISO Her Appeal to the Commission
Respondent's Motion for Leave to File Submission of Supplemental Authority
Division of Enforcement Response to Respondent Motion for Leave to File Submission of Supplemental Authority
Division of Enforcement Response to Respondent Submission of Supplemental Authority with Certificate of Service
Respondent's Reply in Support of Submission of Supplemental Authority
Initial Decision
Initial Decision as to Laurie Bebo
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Extension Order
Extension Order
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against John Buono Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing, Scheduling Prehearing Conference, and Extending Time to File Answer
Order Staying Proceeding as to John Buono, CPA
Order
General Prehearing Order
Prehearing Scheduling Order
Order Regarding Subpoenas to Produce
Order Setting Hearing Location
Order On Request for Issuance of Subpoenas
Order Granting Motion to Introduce Prior Sworn Statements
Order On Unopposed Motion
Order On Unopposed Motion
Order On Unopposed Motion
Order Denying Motion for Leave to File Reply
Order On Motions to Quash Subpoenas
Order On Motion to Modify Subpoena
Order Canceling Prehearing Conference
Order Denying Motion to Compel and Granting in Part Motion in Limine
Order On Respondent's Motion for Declaratory and Injunctive Relief for Constitutional Violations and Request for Leave to File Overlength Motion
Order Denying Renewed Motion for Relief from Rule 360(a)(2) Presumptive Hearing Schedule
Order Denying Certain Motions in Limine
Scheduling Order
Protective Order
Notice of Hearing Location
Laurie Bebo and John Buono, CPA
Notice of Hearing Location
Order Sealing Filings
Order Scheduling Telephonic Conference
Order
Protective Order
Order Unsealing Offer of Proof
Post-Hearing Scheduling Order
Revised Post-Hearing Scheduling Order
Order Regarding Exhibits
Order Following Remand and Scheduling Conference
Order Rescheduling Conference
Order Following Telephonic Conference
Order On Ratification Letter
Order Ratifying Actions
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order
Order
Order
Order
Order
Order
Order
Order
Order
Order
Order
Order
Order Redesignating Presiding Judge
Order Denying Respondent's Motion to Strike
Order On Further Proceedings
Order Scheduling Oral Argument
Order Following Oral Argument
Order Extending Deadline for Issuance of Initial Decision
Order Regarding Supplemental Briefing
Order Granting Petition for Review and Scheduling Briefs
Order Striking Respondent's "Offer of Proof"
Order Partially Granting Motion for a Protective Order
Supplemental Briefing Order
Order Granting Petition for Review and Scheduling Briefs
Corrected Extension Order
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Granting Leave to File Additional Briefs
Order Extending Time to Issue Decision
Order Regarding Service
Order Extending Time to Issue Decision

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