Administrative Proceeding File No. 3-16047

Respondents

The Robare Group, Ltd. Robare, Mark L. Jones, Jack L., Jr.
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Release Date Release Number Other Release Numbers Name of Document
33-11198
  • 34-97640
  • IA-6323
  • IC-34933
  • AAER-4413
 Order Dismissing Proceedings
IA-6308 Order Extending Time to Issue Decision
IA-6235 Order Extending Time to Issue Decision
34-96303 Order Extending Time To Issue Decision
IA-6088 Order Extending Time to Issue Decision
IA-6024 Order Extending Time to Issue Decision
IA-5960 Order Extending Time to Issue Decision
IA-5908 Order Extending Time to Issue Decision
IA-5889 Order Extending Time to Issue Decision
IA-5862 Order Extending Time to Issue Decision
IA-5823 Order Extending Time to Issue Decision
IA-5779 Order Extending Time to Issue Decision
IA-5755 Order Extending Time to Issue Decision
IA-5736 Order Extending Time to Issue Decision
IA-5720 Order Extending Time to Issue Decision
IA-5711 Order Extending Time to Issue Decision
IA-5699 Order Extending Time to Issue Decision
IA-5695 Order Extending Time to Issue Decision
IA-5687 Order Extending Time to Issue Decision
IA-5681 Order Extending Time to Issue Decision
IA-5662 Order Extending Time to Issue Decision
IA-5641 Order Extending Time to Issue Decision
IA-5606 Order Extending Time to Issue Decision
IA-5559 Order Extending Time to Issue Decision
IA-5518 Order Extending Time to Issue Decision
IA-5314 Extension Order
IA-5300 Corrected Order Scheduling Briefs
IA-4566 Opinion of the Commission
34-75686
  • IA-4168
  • IC-31750
 Order Denying Motion for Summary Affirmance, Granting Petition for Review, and Scheduling Briefs
806 Initial Decision
AP-2422 Order Granting Extension
AP-2389 Order
AP-2379 Order
AP-2327 Order Scheduling Briefing
AP-2310 Post-Hearing Order
AP-2271 Order On Motions in Limine
AP-2085 Order Setting Hearing Location
AP-1895 Order Setting Prehearing Schedule and General Prehearing Order
AP-1815 Order Postponing Hearing and Scheduling Prehearing Conference
AP-1767 Order Scheduling Hearing and Designating Presiding Judge
34-72950
  • IA-3907
  • IC-31237
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondents' Answer and Defenses to the Order Instituting Public Administrative and Cease-and-Desist Proceedings
Division of Enforcement's Witness List
Respondents' Witness List
Expert Report of Miriam Lefkowitz
Division of Enforcement's Objections to Respondent's Exhibits
Division of Enforcement's Objections to Respondents' Witnesses
Division of Enforcement's Request for Subpoena
Division of Enforcement's Motion in Limine and Mem. in Support
Respondents' Objections to the Commission's Exhibit and Witness Lists
Respondents' Response to Division of Enforcement's Motion in Limine
Respondents' Response to Division of Enforcement's Objections (to Respondent's Exhibits)
Respondents' Prehearing Brief
Division of Enforcement's Response to Respondents' Objections to Division's Witnesses and Exhibits
Division of Enforcement's Prehearing Brief
Respondents' Reply in Further Support of Its Obligation
Division of Enforcement's Stipulations of Fact
Respondents' Reply in Further Support of its Objections
Stipulations of Fact (Joint)
Letter of 2/26/15 to ALJ from Janie L. Frank Re Division of Enforcement's Requests That the Court Overrule Respondents' Objections to Division's Exhibit 84 and Admit the Exhibit Into the Record
Ltr of 2/26/15 to ALJ from Respondents' Counsel Heidi E. Vonderheide Requesting That the Court Sustain the Objections Raised and Not Admit Exhibit 84 Into the Record
Respondents Proposed Findings of Fact and Conclusions of Law
Respondents' Post-Hearing Brief
Division of Enforcement's Post-Hearing Brief
Division of Enforcement's Proposed Findings of Fact and Conclusions of Law
Respondents Response to the Division of Enforcement's Post-Hearing Brief
Division of Enforcement's Petition for Review
Division of Enforcement's Brief ISO Petition for Review
Division of Enforcement's Reply Brief ISO Petition for Review
Respondents' Brief to Commission on Remand
Division of Enforcement's Response to Respondents' Opening Brief on Remand
Respondents' Reply in Support of Opening Brief to Commission on Remand
Joint Motion to Stay
Joint Notice of Non-Settlement
Initial Decision
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Setting Prehearing Schedule and General Prehearing Order
Order Setting Hearing Location
Order On Motions in Limine
Post-Hearing Order
Order Scheduling Briefing
Order
Order
Order Granting Extension
Order Denying Motion for Summary Affirmance, Granting Petition for Review, and Scheduling Briefs
Opinion of the Commission
Corrected Order Scheduling Briefs
Extension Order
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time To Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision

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