What's New in the Division of Corporation Finance
March 2019
No-Action, Interpretive and Exemptive Letters
- Wells Fargo Securities, LLC, March 20, 2019
- See Commission Order, available at: https://www.sec.gov/rules/other/2019/33-10616.pdf
- Certain Investment Advisers Participating in the Share Class Selection Disclosure Initiative, March 11, 2019
- See Commission Order, available at: https://www.sec.gov/rules/other/2019/33-10612.pdf
- Deutsche Bank AG, Wells Fargo & Company, and Royal Bank of Canada, March 11, 2019
- See Commission Order, available at: https://www.sec.gov/rules/other/2019/33-10613.pdf
- Indian Energy Exchange Limited, March 1, 2019