Comments on BOX Options Exchange LLC (BOX) Rulemaking

Notice of Filing of Proposed Rule Change Related to Adopt Rules to Govern the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a April 30, 2020, meeting with representatives of the Boston Security Token Exchange
Meeting with SEC Officials Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding an April 29, 2020 meeting with a representative of SIFMA
Public Comment Lisa Fall, President, BOX Exchange LLC
Public Comment Ellen Greene, Managing Director, Equities & Options Market Structure, Securities Industry and Financial Markets Association and Thomas F. Price, Managing Director, Operations, Technology, Cyber & BCP, Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding an April 3, 2020, meeting with representatives of the Boston Security Token Exchange
Public Comment Lisa Fall, President, BOX Exchange LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester Peirce regarding a January 7, 2020, meeting with representatives of the Boston Security Token Exchange
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 3, 2020, meeting with representatives of the Boston Security Token Exchange LLC
Public Comment Benjamin Connault, Economist, IEX
Public Comment Joan Conley, Senior Vice President and Corporate Secretary, Nasdaq
Meeting with SEC Officials Memorandum from the Office of Market Supervision, Division of Trading and Markets, regarding a March 10, 2020, conference call with Murphy & McGonigle
Meeting with SEC Officials Memorandum from the Office of Market Supervision, Division of Trading and Markets, regarding a March 19, 2020, conference call with IEX Group, Inc.
Public Comment David A. Schrader, Partner, Paykin Krieg & Adams, LLP
Public Comment Lisa Fall, President, BOX Exchange, LLC
Public Comment Holly Smith, Partner, Eversheds Sutherland (US) LLP
Public Comment Dave G.
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a January 8, 2020, meeting with representatives of the Boston Security Token Exchange LLC
Public Comment Ellen Greene, Managing Director, SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading regarding a January 7, 2020, meeting with representatives of the Boston Security Token Exchange and Sidley Austin LLP
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 7, 2020, meeting with representatives of the Boston Security Token Exchange
Public Comment Alanna Barton, General Counsel, BOX Exchange LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-BOX-2019-19
Release Number
34-87287
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