|
|
| Apr. 27, 2020 | Lisa Fall, President, BOX Exchange LLC |
| Apr. 22, 2020 | Ellen Greene,
Managing Director, Equities & Options Market Structure, Securities Industry and Financial Markets Association and Thomas F. Price, Managing Director, Operations, Technology, Cyber & BCP, Securities Industry and Financial Markets Association |
| Apr. 9, 2020 | Lisa Fall, President, BOX Exchange LLC |
| Mar. 27, 2020 | Benjamin Connault, Economist, IEX |
| Mar. 27, 2020 | Joan Conley, Senior Vice President and Corporate Secretary, Nasdaq |
| Feb. 25, 2020 | David A. Schrader, Partner, Paykin Krieg & Adams, LLP |
| Feb. 19, 2020 | Lisa Fall, President, BOX Exchange, LLC |
| Feb. 12, 2020 | Holly Smith, Partner, Eversheds Sutherland (US) LLP |
| Jan. 17, 2020 | Dave G. |
| Jan. 13, 2020 | Ellen Greene, Managing Director, SIFMA |
| Jan. 6, 2020 | Alanna Barton, General Counsel, BOX Exchange LLC |
Meetings with SEC Officials
|
| May 6, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a April 30, 2020, meeting with representatives of the Boston Security Token Exchange |
| Apr. 29, 2020 | Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding an April 29, 2020 meeting with a representative of SIFMA |
| Apr. 13, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding an April 3, 2020, meeting with representatives of the Boston Security Token Exchange |
| Apr. 3, 2020 | Memorandum from the Office of the Chairman regarding an April 3, 2020, meeting with representatives of the Boston Security Token Exchange LLC |
| Apr. 3, 2020 | Memorandum from the Office of Commissioner Hester Peirce regarding a January 7, 2020, meeting with representatives of the Boston Security Token Exchange |
| Mar. 19, 2020 | Memorandum from the Office of Market Supervision, Division of Trading and Markets, regarding a March 10, 2020, conference call with Murphy & McGonigle |
| Mar. 19, 2020 | Memorandum from the Office of Market Supervision, Division of Trading and Markets, regarding a March 19, 2020, conference call with IEX Group, Inc. |
| Jan. 16, 2020 | Memorandum from the Office of the Chairman regarding a January 8, 2020, meeting with representatives of the Boston Security Token Exchange LLC |
| Jan. 10, 2020 | Memorandum from the Division of Trading regarding a January 7, 2020, meeting with representatives of the Boston Security Token Exchange and Sidley Austin LLP |
| Jan. 9, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 7, 2020, meeting with representatives of the Boston Security Token Exchange |
