Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Received
Date Letter Type Commenter Name
Public Comment Orim Graves, CFA, Executive Director, National Association of Securities Professionals
Public Comment Terry Campbell, President & Chief Executive Officer, Canadian Bankers Association
Public Comment Members of Congress
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 20, 2011, meeting with representatives of BNY/Mellon, Northern Trust, State Street
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 20, 2011, meeting with representatives of SIFMA and David Polk
Public Comment Ralph S. Saul, West Conshohocken, Pennsylvania
Public Comment Rep. Michael M. Honda, U.S. House of Representatives
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 19, 2011, meeting with representatives of Barclays Capital
Public Comment Randel Pilo, Verona, Wisconsin
Public Comment Rep. Michael L. Burgess, M.D., U.S. House of Representatives
Public Comment John Gidman, The Association of Institutional Investors
Public Comment Rep. David Schweikert, U.S. House of Representatives
Public Comment Suzanne H. Shatto, Seattle, Washington
Public Comment Tony Burke, Policy Director, Australian Bankers Association
Public Comment David T. Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 15, 2011, meeting with representatives of Goldman Sachs
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a December 13, 2011, conference call with representatives from Goldman Sachs
Public Comment Rep. Anna G. Eshoo, U.S. House of Representatives
Public Comment Alfred Brock
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 12, 2011, meeting with representatives of Bank of America
Public Comment Michael M. Chamberlin, Executive Director, EMTA
Public Comment Dennis M. Kelleher, President & CEO, Better Markets, Inc.
Public Comment Reps. Spencer Bachus, Jeb Hensarling, Shellby Moore Capito, and Scott Garrett, Committee on Financial Services, U.S. House of Representatives
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 30, 2011, meeting with representatives of Bank of America, Citigroup, Goldman Sachs, JP Morgan Chase, Morgan Stanley, and General Electric
Public Comment The American Bankers Association, the Financial Services Roundtable, the Financial Services Forum, the Institute of International Bankers and the Securities Industry and Financial Markets Association
Public Comment Capital One Financial Corporation, Fifth Third Bancorp and Regions Financial Corporation
Public Comment Obaid M. Syed, Undergraduate at Yale, New Haven, Connecticut
Public Comment Chris Barnard, Germany
Public Comment David Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 17, 2011, meeting with representatives of Barclays

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-41-11
Release Number
34-65545
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