Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Received
Date Letter Type Commenter Name
Public Comment Darrell Duffie, Professor, Graduate School of Business, Stanford University
Public Comment Japanese Bankers Association
Public Comment Senator Kay R. Hagan, U.S. Senate
Public Comment Kathleen G. Luckard, Los Angeles, California
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 12, 2012, conference call with representatives of Occupy the SEC
Public Comment Perry M. Traquina, President and Chief Executive Officer, Wellington Management Company, LLP
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 11, 2012, conference call with representatives of Sutherland
Public Comment Ronald M. Diner, President, Raymond James Tax Credit Funds, Inc.
Public Comment Hendrik R. Woods, Illinois
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 5, 2012, meeting with representatives of the Institute of International Bankers and Cleary Gottlieb Steen & Hamilton LLP
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 4, 2012, meeting with representatives of the Institute of International Bankers and Cleary Gottlieb Steen & Hamilton LLP
Public Comment Anonymous
Public Comment Kenneth E. Bentsen, Jr., EVP Public Policy and Advocacy, SIFMA
Public Comment Julie Dickson, Superintendent, Office of the Superintendent of Financial Institutions Canada
Public Comment Masamichi Kono, Vice Commissioner for International Affairs, Financial Services Agency, Government of Japan, and Kenzo Yamamoto, Executive Director, Bank of Japan
Public Comment Alfred J. Michelhaus, Accountant
Public Comment David Herrington, Syracuse, New York
Public Comment Herbert L. Wilson, Laredo, Texas
Public Comment American International Group, Inc.: APG Algemene Pensioen Groep N.V.; BlackRock, Inc.; California Public Employees Retirement System; Dodge & Cox; GE Asset Management; Income Research & Management; Legal and General Investment Management America; Loomis, Sayles & Company, L.P.; McDonnell Investment Management, LLC; MetLife, Inc.; Nationwide Mutual Insurance Company; The Vanguard Group, Inc.
Public Comment Charles Waldron, Los Angeles, California
Public Comment Curtis Bowling, Argillite, Kentucky
Public Comment Jeffrey Moskin, Culver City, California
Public Comment Rep. Zoe Lofgren, U.S. House of Representatives
Public Comment Anthony G. Flynn, Jr., and Koral Fusselman, Lexington, Virginia
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 19, 2011, conference call with representatives of Sutherland
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 22, 2011, conference call with representatives of Davis Polk
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 22, 2011, conference call with representatives of Goldman Sachs
Public Comment Paul Schott Stevens, President & CEO, Investment Company Institute, Washington, District of Columbia
Public Comment Ian Russell, FCSI, President and CEO, Investment Industry Association of Canada
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 21, 2011, meeting with representatives of Credit Suisse

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-41-11
Release Number
34-65545
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