Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments on Proposed Rule: Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps

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Date Sort descending Letter Type Release Number Commenter Name
Public Comment 34-93784 Florent C
Public Comment 34-93784 Glenn Boyce
Public Comment 34-93784 Greg Kender
Public Comment 34-93784 Gregory Stone
Public Comment 34-93784 Hal S. Scott, President, John L. Thorton, Co-Chair and R. Glen Hubbard, Co Chair, Committee on Capital Markets Regulation
Public Comment 34-93784 Hussain Shahabuddin
Public Comment 34-93784 J.G.
Public Comment 34-93784 J.T.
Public Comment 34-93784 James Caudill
Public Comment 34-93784 Janice Schrader
Public Comment 34-93784 Jay Fox
Public Comment 34-93784 Jeff Weldon
Public Comment 34-93784 Jimmy Cho
Public Comment 34-93784 Jiri Krol, Deputy CEO, Global Head of Government Affairs, AIMA
Public Comment 34-93784 Jiri Krol, Deputy CEO, Global Head of Government Affairs, AIMA
Public Comment 34-93784 Jon Sadler
Public Comment 34-93784 Jonah Kraus
Public Comment 34-93784 Jonathan De Arcos
Public Comment 34-93784 Joseph Manoharan
Public Comment 34-93784 Kay Stevens
Public Comment 34-93784 Keith Noble
Public Comment 34-93784 Kelly Yocum
Public Comment 34-93784 Kenneth E. Bentsen, Jr., CEO and President, SIFMA, Scott O'Malia, CEO, ISDA and Beth Zorc, CEO, IIB
Public Comment 34-93784 Kevin Angermeir
Public Comment 34-93784 Kyle Kraly
Public Comment 34-93784 Larry Douglas
Public Comment 34-93784 Laszlo Heredy
Public Comment 34-93784 Laszlo Heredy
Public Comment 34-93784 Lee Lightener
Public Comment 34-93784 Libby McKenna

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-32-10
Release Number
34-93784
34-69491
34-63236