Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments on Proposed Rule: Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps

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Public Comment 34-93784 Anthony Albanese
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Public Comment 34-93784 Brett Waxman, Senior Vice President and Senior Associate General Counsel, Bank Policy Institute
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Public Comment 34-93784 Edward Neill
Public Comment 34-93784 Ej Peterson
Public Comment 34-93784 Enis Shabani

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-32-10
Release Number
34-93784
34-69491
34-63236