Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments on Proposed Rule: Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps

Comments have been received from individuals and entities using a variety of Letter Types:


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Date Received
Date Sort descending Letter Type Release Number Commenter Name
Public Comment 34-93784 Managed Funds Association
Public Comment 34-93784 Mark Geise
Public Comment 34-93784 Matt Peel
Public Comment 34-93784 Matthijs Hoek
Public Comment 34-93784 Michael Griffin
Public Comment 34-93784 Michael Lovendusky, Vice President & Senior Associate General Counsel, American Council of Life Insurers
Public Comment 34-93784 Miguel Gonzalez
Public Comment 34-93784 Mike
Public Comment 34-93784 Molly Moore, and Leigh R. Fraiser, Ropes & Gray
Public Comment 34-93784 N. H.
Public Comment 34-93784 Nicholas Pinco
Public Comment 34-93784 Riccardo Spadaccini
Public Comment 34-93784 Richard B. Zabel, General Counsel & Chief Legal Officer, Elliott Investment Management L.P.
Public Comment 34-93784 Robert Franke
Public Comment 34-93784 Ryan Britenriker
Public Comment 34-93784 Ryan Le Gresley
Public Comment 34-93784 Sandra Herringford
Public Comment 34-93784 Sarah Behrendt
Public Comment 34-93784 Scott Cella
Public Comment 34-93784 Shenna Lehmer
Public Comment 34-93784 Simon Stack, Engineer, MSc
Public Comment 34-93784 Slawomir Pawlwoski
Public Comment 34-93784 Stephen W. Hall, Legal Director and Securities Specialist, and Scott Farnin, Legal Council, Better Markets
Public Comment 34-93784 Sterling Smithson
Public Comment 34-93784 Steven Holcomb
Public Comment 34-93784 Terry Hirsch
Public Comment 34-93784 Thomas Malerich
Public Comment 34-93784 Tim Shelton
Public Comment 34-93784 Tyler Johnson
Public Comment 34-93784 Wes Raley

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-32-10
Release Number
34-93784
34-69491
34-63236