Comments on Proposed Rule: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies

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Date Received
Date Letter Type Commenter Name
Public Comment Leslie Teicholz, Special Features Writer, Berkshire Eagle, Pittsfield, Ma., Richmond, Massachusetts
Public Comment Ed Waldock
Public Comment Paul Schott Stevens, President, Investment Company Institute
Public Comment Dominic Jones, President, IRWebReport.com, Toronto, Canada
Public Comment Elizabeth H. Kross, Senior Portfolio Specialist, Tilton Sturman Financial, Manchester-by-the-Sea, Massachussetts
Public Comment Keith F. Higgins, Chair, Federal Regulation of Securities Committee, Section of Business Law, American Bar Association
Public Comment Karrie McMillan, General Counsel and Brian Reid, Chief Economist, Investment Company Institute
Public Comment Michael P. Zimmer, President, Fluent Technologies
Public Comment George Miller, Chairman, House Committee on Education and Labor; Edward M. Kennedy, Chairman, Senate Committee on Health, Education, Labor, and Pensions; Robert E. Andrews, Chairman, House Subcommittee on Health, Employment, Labor, and Pensions; Tom Harkin, Senator, Senate Committee on Health, Education, Labor, and Pensions; and Herb Kohl, Chairman, Senate Special Committee on Aging
Public Comment Kyle N. Orlowski, Ohio
Public Comment Alan Palmiter, Professor of Law, and Ahmed Taha, Associate Professor of Law, Wake Forest University, Winston-Salem, North Carolina
Public Comment Kathleen K. Clarke, Esquire, Seward & Kissel LLP, Washington , District of Columbia
Public Comment Dechert LLP
Public Comment Robert G. Zack, Executive Vice President and General Counsel, OppenheimerFunds, Inc., New York, New York
Public Comment Michael Zetwo
Public Comment Charles Sikorovsky, Northbrook, Illinois
Public Comment John Beshears, James J. Choi, David Laibson, and Brigitte C. Madrian
Public Comment Josiah Fisk, Co-Founder and Director, Firehouse Financial Communications LLC, Malden, Massachusetts
Public Comment Allan S. Mostoff, President, Mutual Fund Directors Forum
Public Comment Beverly Byrne, Great-West Retirement Services®, Greenwood Village, Colorado
Public Comment Bo Li, Esq., New York, New York
Public Comment Brian L. Brogan, Associate General Counsel, American Century Investments
Public Comment Bruce R. Bent, Chairman/CEO, The Reserve
Public Comment Dale E. Brown, CAE, President & CEO, Financial Services Institute
Public Comment Darrell N. Braman, Associate Legal Counsel, Forrest R. Foss, Associate Legal Counsel, Henry H. Hopkins, Chief Legal Counsel, David Oestreicher, Chief Legal Counsel Elect and Brian R. Poole, Attorney, T. Rowe Price
Public Comment David Certner, Legislative Counsel and Director of Legislative Policy, Government Relations and Advocacy, AARP
Public Comment David J. Lekich, VP and Associate General Counsel, Charles Schwab Co. and Catherine M. MacGregor, VP and Chief Counsel of the Laudus Funds, Charles Schwab Investment Management, Inc.
Public Comment Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company
Public Comment Gary O. Cohen, Jorden Burt LLP
Public Comment Gerald F. Scavelli, President, Information Distribution Solutions, Broadridge Financial Solutions

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-28-07
Release Number
33-8861
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