Comments on Proposed Rule: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies

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Date Received
Date Letter Type Commenter Name
Public Comment Greg J. Stark, President and Chief Executive Officer, Russell Investments
Public Comment Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA
Public Comment Ira P. Shapiro, Associate General Counsel, Barclays Global Fund Advisors
Public Comment Jill Gross, Director and Jay Yamamoto, Student Intern, Pace University School of Law
Public Comment Jonathan M. Kopcsik, Stradley Ronon Stevens & Young, LLP
Public Comment Joseph A. Franco, Professor, Suffolk University Law School
Public Comment Karen R. Kay, Managing Director, Putnam Investments
Public Comment Karrie McMillan, General Counsel, Investment Company Institute
Public Comment Karrie McMillan, General Counsel, Investment Company Institute and Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA
Public Comment Kurt N. Schacht, Executive Director, CFA Institute Centre for Financial Market and Linda L. Rittenhouse, Senior Policy Analyst, CFA Institute Centre for Financial Market Integrity
Public Comment Mark N. Polebaum, Executive Vice President and General Counsel, MFS Investment Management and Judith R. Hogan, Senior Vice President and Associate General Counsel, MFS Investment Management
Public Comment Mark S. Howard, Senior Vice President, Secretary and Counsel, USAA Investment Management Company
Public Comment Mercer Bullard, Founder and President, Fund Democracy, Barbara Roper, Director of Investor Protection, Consumer Federation of America, and Ken McEldowney, Executive Director, Consumer Action
Public Comment Michael H. Koonce, Senior Vice President and General Counsel, Evergreen Investments
Public Comment Mortimer J. Buckley, Managing Director, Retail Investor Group, Vanguard
Public Comment Peter R. Guarino, Managing Director, Foreside Compliance Services, LLC
Public Comment Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable
Public Comment Richard McCormick, McCormick Capital Management
Public Comment Russell Planitzer, Chairman and Chief Executive Officer, NewRiver Inc.
Public Comment Stephanie Grauerholz-Lofton, Vice President & Assistant General Counsel, Janus Capital Management LLC's
Public Comment Stephen A. Keen
Public Comment Stephen E. Roth, W. Thomas Conner, and Mary Jane Wilson-Bilik, Sutherland Asbill & Brennan LLP
Public Comment Steven M. Joenk, Chair, Chief Executive Officer and President, EQ Advisors Trust and AXA Premier VIP Trust
Public Comment Thomas O. Putnam, President, Fenimore Asset Management Trust
Public Comment Timothy McHale, Counsel and Katherine H. Newhall, Counsel, Capital Research and Management
Public Comment Tom Orecchio, Chair, NAPFA, Ellen Turf, CEO, NAPFA, and Diahann Lassus,Chair, Industry Issues Committee, National Association of Personal
Public Comment William A. Jacobson, Associate Clinical Professor Director, Cornell Securities Law Clinic; Jennifer Freiman, Cornell Law School; and Morgan McDevitt, Cornell Law School
Public Comment Brian C. Essman, President and CEO, Data Communique, Inc., Carlstadt, New Jersey
Public Comment Debra M. Brown, Esquire, CEO, Self Audit, Inc., Boston, Massachusetts
Public Comment Dominic Jones, President, IRWebReport.com, Toronto, Canada

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-28-07
Release Number
33-8861
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