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Comments on Proposed Rule: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies

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Date Sort descending	Letter Type	Commenter Name
Jan. 9, 2008	Public Comment	Jeffrey C. Keil, Principal, Keil Fiduciary Strategies LLC, Littleton, Colorado
Jan. 8, 2008	Public Comment	Brock Hastie, MBA, Independent Investment Advisor, Michigan
Jan. 8, 2008	Public Comment	Ronald S. Marsh, CFP®, Portland, Oregon
Dec. 28, 2007	Public Comment	Sarah Dowson
Dec. 26, 2007	Public Comment	William E. Kent, FINRA registered compliance and operations principal, CBIZ Financial Solutions, Newbury, Ohio
Dec. 10, 2007	Public Comment	Jon S. Fossel, CFA, Independent Fund Director, Former ICI Chairman, Ennis, Montana
Dec. 8, 2007	Public Comment	Colin Dean, Esquire
Dec. 3, 2007	Public Comment	Peter Wollesen
Nov. 30, 2007	Public Comment	Vernon L. Dransfeldt, Registered Investment Advisor, Camarillo, California
Nov. 29, 2007	Public Comment	R. N. G., Esquire
Nov. 28, 2007	Meeting with SEC Officials	Memorandum from the Office of Disclosure Regulation regarding a October 25, 2007, meeting with representatives of Broadridge Financial Solutions, Inc.
Nov. 27, 2007	Public Comment	William D. McAllister, Private individual and voter, Lanham, Maryland
Nov. 26, 2007	Public Comment	Michael Horowitz, Senior Fellow, Hudson Institute
Feb. 24, 0108	Public Comment	David G. Hanighen, None, Chino Hills, California

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-28-07

Release Number

33-8861

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