Comments on Proposed Rule: Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 4
B: 116

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding a February 18, 2020, meeting with representatives of T. Rowe Price Group, Inc.
Public Comment Nell Minow, Vice Chair, ValueEdge Advisors
Public Comment Stephanie Vukov
Public Comment Kathleen Perreault
Public Comment Medhi Mahmud, President & CEO, First Eagle Investment Management, LLC
Public Comment Jeff P. Mahoney, General Council, Council of Institutional Investors
Public Comment Kenneth A. Bertsch, Executive Director, Council of Institutional Investors, et al.
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a February 3, 2020, meeting with representatives of the U.S. Chamber of Commerce
Public Comment N. Kurt Barnes, Treasurer and CFO, The Episcopal Church
Public Comment Carl C. Icahn
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 3, 2020, meeting with representatives of the U.S. Chamber of Commerce
Public Comment David Dixon, President, and David L. Dragics, Advocacy Ambassador, NIRI Capital Area Chapter
Public Comment Jamal Moharer, President, NDMJ LLC and First Alt. Fuel, Inc.
Public Comment Joanne Etherton, Project Lead, Climate Finance, ClientEarth
Public Comment June M. Vecellio, President, and James B. Bragg, Advocacy Ambassador, Connecticut/Westchester County Chapter, National Investor Relations Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 5, 2020, meeting with representatives of the Alternative Investment Management Association (AIMA)
Public Comment Cindy Bohlen, CFA, Chief Mindfulness Officer, and Adam Peck, CFA, Founder, Riverwater Partners
Public Comment Makan Delrahim, Assistant Attorney General, Antitrust Division, U.S. Department of Justice, et al.
Public Comment David Erickson, President, et al., National Investor Relations Institute's Orange County Chapter,
Public Comment Kenneth A. Bertsch, Executive Director, and Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a January 14, 2020, meeting with representatives of the Shareholder Rights Organizations
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 3, 2020, meeting with representatives of the U.S. Chamber of Commerce
Public Comment Aaron Meder, CEO, Legal General Investment Management America, Inc.
Public Comment Aeisha Mastagni, Portfolio Manager, California State Teachers' Retirement System (CalSTRS)
Public Comment Americans for Financial Reform Education Fund
Public Comment Amy M. O'Brien, Senior Managing Director, Head of Responsible Investing, and Yves P. Denize, Senior Managing Director, Division General Counsel, Teachers Insurance and Annuity Association of America (TIAA)
Public Comment Ana Albuquerque, Boston University, et al.
Public Comment Andrew Cave, Head of Governance and Sustainability, Baillie Gifford & Co
Public Comment Ann McGinnis, Co-President, et al., Los Angeles Chapter, National Investor Relations Institute (NIRI)
Public Comment Ann R. Smith

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-22-19
Release Number
34-87457
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