Comments on Proposed Rule: Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 4
B: 116

Filter comments

Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a March 11, 2020 telephone conference with Brian Gunderson and Rob Collins
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a March 10, 2020, telephone conference with Anne Sheehan and Allison Bennington
Public Comment Nell Minow, Vice Chair, ValueEdge Advisors
Meeting with SEC Officials Memorandum from the Office of Commissioner Robert J. Jackson, Jr. November 27, 2019, meeting with James McRitchie of CorpGov.Net
Meeting with SEC Officials Memorandum from the Office of Commissioner Robert J. Jackson, Jr. regarding a December 17, 2019, meeting with Yaron Nili of the University of Wisconsin Law School
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 27, 2020, meeting with representatives of T. Rowe Price
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a March 2, 2020, meeting with US SIF Board Members
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a March 3, 2020, meeting with representatives of Third Point LLC
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a March 4, 2020, meeting with representatives of the Institute for Pension Fund Integrity
Public Comment Sherrod Brown, Jack Reed, Brian Schatz and Richard J. Durbin, U.S. Senators
Public Comment Terrence M. Burgess, Senior Managing Director, Wellington Management Company LLP
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a March 2, 2020 telephone call with Investor Advocates for Social Justice
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a February 13, 2020, meeting with representatives of the Interfaith Center on Corporate Responsibility
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a February 18, 2020, meeting with representatives of T. Rowe Price
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 26, 2020, meeting with a representative of the National Association of Manufacturers
Public Comment Hardik Savalia
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a February 27, 2020 meeting with T. Rowe Price
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a February 26, 2020, meeting with representatives of the IAC Executive Committee
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 24, 2020, meeting with representatives of T. Rowe Price
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 26, 2020, meeting with representatives of the Council of Institutional Investors (CII)
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 26, 2020, meeting with representatives of the Executive Committee of the SEC's Investor Advisory Committee
Public Comment James Elbaor
Public Comment Rick E. Hansen, Assistant General Counsel and Corporate Secretary, General Motors Company
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 24, 2020, telephonic meeting with a representative of the National Association of Manufacturers (NAM)
Public Comment Andrew E. Oster, CFP, AIF, President & CCO, Triton Wealth Advisors LLC
Public Comment Sarah Wilson, Founder & CEO, Minerva Analytics Ltd
Public Comment Adam Nathanson, President, Board of Fire and Police Pension Commissioners, City of Los Angeles
Public Comment Kenneth A. Bertsch, Executive Director, and Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Public Comment John Endean, President, American Business Conference
Public Comment Cynthia M. Ruiz, Board President, Los Angeles City Employees' Retirement System (LACERS)

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-22-19
Release Number
34-87457
Related Materials
How to submit comments