Comments on Proposed Rule: Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice

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Comment
A: 4
B: 116

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Date Received
Date Letter Type Commenter Name
Public Comment Lindsay Votto
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding June 5, 2020 meeting with ISS
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding June 8, 2020 meeting with CII
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding June 8, 2020 meeting with Glass Lewis
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a July 14, 2020 telephone conference with telephone conference with representatives of Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a July 15, 2020 telephone conference with a representative of Data Boiler Technologies, LLC
Public Comment Kyle Isakower, American Council for Capital Formation
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a June 17, 2020, telephone conference with representatives of Nasdaq
Public Comment Chong Shu, University of Southern California, Marshall School of Business
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a June 9, 2020 meeting with representatives of the Council of Institutional Investors
Public Comment Kevin A. Beaugez
Public Comment Patti Brammer, Corporate Governance Officer, Ohio Public Employees Retirement System
Public Comment Andy Green, Managing Director of Economic Policy, Center for American Progress, et al
Public Comment Nell Minow, Vice Chair, ValueEdge Advisors
Public Comment Mark D. Epley, Executive Vice-President & Managing Director, Managed Funds Association, and Jirí Król, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 22, 2020 meeting with representatives of the Center On Executive Compensation
Public Comment Nell Minow
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 18, 2020 telephone call with representatives from the Center on Executive Compensation
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a May 14, 2020 meeting with representatives of TIAA/Nuveen ("TIAA")
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a May 15, 2020 meeting with representatives of the Investment Adviser Association ("IAA")
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a May 12, 2020 meeting with representatives of the Ohio Public Employees Retirement System ("OPERS")
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a May 13, 2020 meeting with representatives of the Center for Executive Compensation ("CEC")
Public Comment James C. Allen, Head, Capital Markets Policy, and Matt Orsagh, Director, Capital Markets Policy, CFA Institute
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 13, 2020 telephone call with Hermes EOS
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 8, 2020 meeting with representatives of the CFA Institute
Public Comment Nell Minow, Vice Chair, ValueEdge Advisors
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a May 7, 2020 discussion with Representative Bryan Steil
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a May 7, 2020 meeting with representatives of National Association of Manufacturer
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May7, 2020, telephone conference with Kurt Schacht
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a May 4, 2020 meeting with representatives of the Investment Company Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-22-19
Release Number
34-87457
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