Comments on Proposed Rule: Political Contributions by Certain Investment Advisers

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6

Filter comments

Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding an April 23, 2010 meeting with representatives of the Financial Industry Regulatory Authority
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a Meeting with Representatives of FINRA
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a Meeting with Representatives of the Managed Funds Association
Public Comment Richard G. Ketchum, Chairman and Chief Executive Officer, FINRA
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a March 2, 2010 e-mail from a representative of the Investment Company Institute
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a Meeting with representatives of the Office of the State Treasurer of California
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 3, 2010, meeting with representatives of the Ohio Public Employees' Retirement System
Public Comment Christopher J. Dodd
Public Comment W. Hardy Callcott
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a January 12, 2010, meeting with representatives of the Investment Adviser Association, Legg Mason, and T. Rowe Price
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a meeting with Representatives of the Investment Adviser Association, Legg Mason, and T. Rowe Price Associates, Inc.
Public Comment Edwin C. Laurenson, Esq., Partner, McDermott Will & Emery LLP, New York, New York
Public Comment Letter from Andrew J. Dononhue, Director, Division of Investment Management, to Richard G. Ketchum, Chairman & Chief Executive Officer, Financial Industry Regulatory Authority, Inc.
Public Comment Keith Paul Bishop
Public Comment Kenneth J. Berman and Yukako Kawata, Committee on Investment Management Regulation and Committee on Private Investment Funds, New York City Bar, New York, New York
Public Comment Peter T. Clarke, Chair, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Jane A. Kanter, Dechert LLP, Washington, District of Columbia
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a September 25, 2009, meeting with representatives of Credit Suisse
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding an October 22, 2009, meeting with representatives of UBS
Meeting with SEC Officials Memorandum from the Office of Commissioner Casey regarding a October 16, 2009, meeting with representatives of UBS
Public Comment Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York
Public Comment T. Britton Harris, Chief Investment Officer, Teacher Retirement System of Texas
Public Comment Susan E. Bryant, Bryant Law
Public Comment James McRitchie
Public Comment Scott C. Goebel, Senior Vice President, General Counsel, FMR Co., Fidelity Investments
Public Comment Abbott Capital Management, LLC
Public Comment Alan Fields
Public Comment April Evans, Chief Financial Officer, Monitor Clipper Partners
Public Comment Benjamin V. Lambert, Chairman, Eastdil Secured, LLC, New York, New York
Public Comment Bob Edgar, Susan Lerner, Steve Allen, Kathay Feng, Janice Thompson, Barry Kauffman, and Jenny Flanagan, Common Cause

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-18-09
Release Number
IA-2910
How to submit comments