Comments on Proposed Rule: Political Contributions by Certain Investment Advisers

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6

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Date Received
Date Letter Type Commenter Name
Public Comment Jeff Caplan, Attorney, Long Beach, California
Public Comment Nicholas Bienstock
Public Comment Andrew Wang, SVP, Runnymede Capital Management, Mendham, New Jersey
Public Comment Joseph Finn
Public Comment Paul Ehrmann, Writers Guild of America screenwriter, Austin, Texas
Public Comment Rick Morrow, Veteran
Public Comment Wade Slome, President of Investment Advisor Firm
Public Comment Girard Miller, Columnist, Governing Magazine and Author, Malibu, California
Public Comment John R Dempsey, Former Value Line Mutual Fund Manager, Easton, Connecticut
Public Comment Claude R. Parenteau, President, Parenteau Associates, LLC, Easton, Connecticut
Public Comment Girard Miller, Columnist, Governing Magazine and Author, Investing Public Funds and Pension Fund Investing, Malibu, California
Public Comment Brady Pyeatt, Licensed securties professional, Sausalito, California
Public Comment David R. Pohndorf, Managing Director, Source Capital Group, Inc., Westport, Connecticut
Public Comment Ted Carroll, Partner, Small Buyout Firm CPA, New York, New York
Public Comment Wesley Ogburn, Portfolio Manager, Stanford Management Company (Stanford University Endowment), Menlo Park, California
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding an August 3, 2009, telephone meeting with a representative of Credit Suisse
Public Comment W. Hardy Callcott
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding July 24, 2009, meeting with the New York State Comptroller
Public Comment Orin S. Kramer, New Jersey State Investment Council

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-18-09
Release Number
IA-2910
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