Comments on Environmental, Social, and Governance Disclosures for Investment Advisers and Investment Companies

Comments have been received from individuals and entities using a variety of Letter Types:


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Date Received
Date Sort descending Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 6, 2022 meeting with representatives of the Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding an August 31, 2022 meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 6, 2022 meeting with representatives of the Investment Company Institute
Public Comment Intercontinental Exchange, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding an August 30, 2022 meeting with representatives of the Center for American Progress
Public Comment Sarah Adams, Chief Sustainability Officer, Vert Asset Management
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 22, 2022 meeting with representatives of Alpha Wealth Strategies, et al.
Public Comment Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P.
Public Comment Joyce Dillard
Public Comment Robert Rutkowski
Public Comment Robert Rutkowski
Public Comment 198 Methods et al.
Public Comment 6,079 Sierra Club Members
Public Comment Action Center on Race and the Economy
Public Comment Allison Walsh, CFA, Senior Vice President, Head of ESG and Corporate Sustainability Page, Income Research & Management
Public Comment Alternative and Direct Investment Securities Association
Public Comment Alternative Investment Management Association
Public Comment American Council of Life Insurers
Public Comment American Investment Council
Public Comment American Jewish Committee
Public Comment American Public Gas Association
Public Comment Americans for Financial Reform and Public Citizen
Public Comment AP Lewis
Public Comment Aron Szapiro, Head of Retirement Studies and Public Policy, Morningstar, Inc.; Jasmin Sethi, Associate Director of Policy Research, Morningstar, Inc.; and Jon Hale, PhD, CFA, Head of Sustainability Research, Morningstar, Inc.
Public Comment Betterment
Public Comment BlueMark and Tideline
Public Comment Boston Trust Walden
Public Comment Boyden Gray & Associates
Public Comment Brett Palmer, President of Small Business Investor Alliance
Public Comment Calvert Research and Management

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-17-22
Release Number
33-11068
34-94985
IA-6034
IC-34594