Comments on Concept Release: Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Public Comment Richard F. McMahon, Jr., Executive Director, Edison Electric Institute
Public Comment Richard M. Whiting, Financial Services Roundtable
Public Comment Richard Ostrander, Managing Director and Counsel, Morgan Stanley
Public Comment Robert J. Duke, Director of Underwriting/Assistant Counsel, The Surety & Fidelity Association of America
Public Comment Robert Pickel, Executive Vice Chairman, International Swaps and Derivatives Association, Inc.
Public Comment Stephen H. McElhennon, Vice President & Deputy General Counsel, Fannie Mae
Public Comment Stephen Linehan, Executive Vice President and Treasurer, Capital One Financial Corporation
Public Comment Steve Martinie, Assistant General Counsel and Assistant Secretary, Northwestern Mutual Life Insurance Company
Public Comment Thaddeus Huettemann, Jeffrey C. Fort, and Jeremy D. Weinstein; Environmental Markets Association
Public Comment The Swaps & Derivatives Market Association
Public Comment Thomas Book, Member of the Executive Board, and Vassilis Vergotis, Executive Vice President, Eurex and Eurex Clearing AG
Public Comment Thomas W. Jasper, Chief Executive Officer, Primus Guaranty Ltd. and Gene Park, Chief Executive Officer, Quadrant Structured Investment Advisers, LLC
Public Comment Timothy W. Cameron, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association
Public Comment White & Case LLP
Public Comment William J. Brodsky, Chairman and Chief Executive Officer, Chicago Board Options Exchange, Incorporated
Public Comment James M. Olsen, Senior Director Accounting and Investment Policy, Property Casualty Insurers Association of America
Public Comment Leo Pylypec, Managing Director, FTN Financial Capital Markets
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley
Public Comment William E. Balson, Director, OTC Online, LLC and Dr. Gordon C. Rausser, Robert Gordon Sproul Distinguished Professor, University of California, Berkeley
Public Comment Joel G. Newman, President & CEO, American Feed Industry Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with representatives of the Not-For-Profit Energy End User Coalition
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a September 8, 2010, meeting with representatives of Credit Suisse
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association
Public Comment James M. Michener, General Counsel, Assured Guaranty Corp.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 9, 2010 meeting with representatives of the Alternative Investment Management Association (AIMA)
Public Comment Keith M. Sappenfield, II, Director, US Regulatory Affairs, Midstream, Marketing and Fundamentals, Encana Marketing (USA) Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 2, 2010 meeting with representatives of Assured Guaranty

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-16-10
Release Number
34-62717
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