Comments on Concept Release: Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Public Comment Andrew Reyburn, Michigan
Public Comment Christopher Klem, Ropes & Gray LLP, Boston, MA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of MarkitSERV
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 1, 2010 teleconference with representatives of Goldman, Sachs & Co. and Goldman Sachs Execution & Clearing LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding an August 31, 2010 meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 31, 2010 meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.
Meeting with SEC Officials Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of the National Association of College and University Business Officers (NACUBO)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 24, 2010 meeting with representatives of Trumarx Data Partners
Meeting with SEC Officials Memorandum from the Office of International Affairs regarding an August 16, 2010 meeting with representatives of the Government of Singapore Investment Corporation
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of D.E. Shaw
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 12, 2010 meeting with representatives of the dealer industry
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 13, 2010 meeting with representatives from The Cypress Group and Koch Companies Public Sector, LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 9, 2010 meeting with representatives of Americans for Financial Reform, et al.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association
Public Comment Charles W. Wilcoxson
Public Comment Robin McLeish, Virginia Beach, Virginia
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with a representative of the Goldman Sachs Group, Inc.
Public Comment Coalition for Derivatives End-Users

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-16-10
Release Number
34-62717
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