Comments on Concept Release: Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 6, 2012, meeting with representatives from the Association of Financial Guaranty Insurers
Public Comment Christopher A. Klem, Ropes & Gray LLP
Public Comment ABA Securities Association, American Council of Life Insurers, Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 15, 2011 meeting with representatives of the Investment Company Institute
Public Comment Futures Industry Association, The Financial Services Roundtable, Institute of International Bankers, Insured Retirement Institute, International Swaps and Derivatives Association, Securities Industry and Financial Markets Association, and U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 15, 2011, meeting with representatives from Siemens Corporation
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 11, 2011, telephonic meeting with Robert Colby of Davis Polk & Wardwell LLP
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)
Public Comment Financial Services Forum, Futures Industry Association, International Swaps and Derivatives Association, and Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB)
Public Comment "Swap Dealers and Major Swap Participants Should Not be Treated as Identical Twins" submitted by Blackrock
Public Comment John F. Gandolfo, Acting Vice President & Treasurer, The World Bank
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 24, 2011 telephonic meeting with Edward Rosen
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 28, 2011 telephonic meeting with representatives of Cleary Gottlieb Steen & Hamilton LLP
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 28, 2011 telephonic meeting with representatives of International Swaps and Derivatives Association, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs
Public Comment Richard H. Baker, President & Chief Executive Officer, Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 18, 2011 telephonic meeting with representatives of Markit
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 21, 2011 telephonic meeting with representatives of International Swaps and Derivatives Association, Inc.
Public Comment Gunter Pleines, Head of Banking Department and Diego Devos, General Counsel, Bank for International Settlements
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB)
Public Comment Elliot Ganz, General Counsel, The Loan Syndications & Trading Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc
Public Comment Clare Dawson, Managing Director, Loan Market Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-16-10
Release Number
34-62717
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